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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
PCMC
401
Paragon Capital Management (Colorado)
Colorado
$508K
DSC
402
Duncker Streett & Co
Missouri
$497K +$563 +2 +0.1%
BWFA
403
Baltimore-Washington Financial Advisors
Maryland
$496K +$193K +685 +64%
PI
404
Putnam Investments
Massachusetts
$491K -$746K -2,647 -60%
CBU
405
CIBC Bank USA
Illinois
$488K -$73.2K -260 -13%
MHS
406
M Holdings Securities
Oregon
$487K +$40K +142 +9%
LWCFA
407
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$484K -$47.9K -170 -9%
CIA
408
Capital Investment Advisors
Georgia
$482K -$62K -220 -11%
BOH
409
Bank of Hawaii
Hawaii
$474K
NDSI
410
Newman Dignan & Sheerar Inc
Rhode Island
$473K -$65.6K -233 -12%
AOWM
411
Alpha Omega Wealth Management
Virginia
$471K
ATC
412
Argent Trust Co
Tennessee
$468K -$5.07K -18 -1%
Cetera Investment Advisers
413
Cetera Investment Advisers
Illinois
$467K +$89.3K +317 +24%
KAM
414
Keeley Asset Management
Illinois
$465K -$27.9K -99 -6%
SCM
415
Southport Capital Management
Tennessee
$463K -$17.5K -62 -4%
VWA
416
V Wealth Advisors
Kansas
$460K -$22K -78 -5%
BBA
417
BLB&B Advisors
Pennsylvania
$460K +$35.2K +125 +8%
FTIOP
418
Fiduciary Trust International of Pennsylvania
Pennsylvania
$455K
CAL
419
Capital Advisors Ltd
Ohio
$445K
CWM
420
Cornerstone Wealth Management
Missouri
$445K +$450K +1,597 New
HIC
421
Hartline Investment Corp
Illinois
$442K
RIA
422
Regal Investment Advisors
Michigan
$431K -$2.26M -8,039 -84%
Northwestern Mutual Wealth Management
423
Northwestern Mutual Wealth Management
Wisconsin
$430K -$51.7M -183,371 -99%
TCOV
424
Trust Company of Vermont
Vermont
$430K +$32.1K +114 +8%
BHWM
425
Bar Harbor Wealth Management
New Hampshire
$430K +$32.4K +115 +8%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.