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State Street SPDR S&P MIDCAP 400 ETF Trust

697 hedge funds and large institutions have $10.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2017 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 187 increasing their positions, 270 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more call options, than puts

Call options by funds: $728M | Put options by funds: $460M

41% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 39

2% more funds holding

Funds holding: 686697 (+11)

1.38% more ownership

Funds ownership: 54.94%56.33% (+1.4%)

0% less capital invested

Capital invested by funds: $10.5B → $10.5B (-$10.4M)

3% less funds holding in top 10

Funds holding in top 10: 9693 (-3)

31% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 270

Holders
697
Holders Change
+11
Holders Change %
+1.6%
% of All Funds
17.38%
Holding in Top 10
93
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-3.13%
% of All Funds
2.32%
New
55
Increased
187
Reduced
270
Closed
39
Calls
$728M
Puts
$460M
Net Calls
+$269M
Net Calls Change
+$86.5M
Name Holding Trade Value Shares
Change
Change in
Stake
RWA
376
River Wealth Advisors
Pennsylvania
$979K -$52.8K -166 -5%
GAG
377
GM Advisory Group
New York
$975K
RT
378
Rockland Trust
Massachusetts
$955K -$25.4K -80 -3%
Mariner
379
Mariner
Kansas
$945K +$92.2K +290 +11%
UBS AM
380
UBS AM
Illinois
$906K -$11.8K -37 -1%
BBA
381
BLB&B Advisors
Pennsylvania
$899K -$11.1K -35 -1%
DCM
382
Donaldson Capital Management
Indiana
$876K +$89K +280 +12%
AGM
383
Alpine Global Management
New York
$865K +$842K +2,650 New
AA
384
Alesco Advisors
New York
$857K
NSIM
385
North Star Investment Management
Illinois
$844K
OFG
386
Oxford Financial Group
Indiana
$844K
AW
387
ACG Wealth
Georgia
$842K -$50.5K -159 -6%
PP
388
Pegasus Partners
Wisconsin
$840K -$291K -917 -26%
CSIC
389
Clifford Swan Investment Counsel
California
$837K
Lido Advisors
390
Lido Advisors
California
$828K
CIBC World Market
391
CIBC World Market
Ontario, Canada
$809K -$2.15M -6,768 -73%
HSA
392
HBK Sorce Advisory
Pennsylvania
$808K -$1.91K -6 -0.2%
OSNBOA
393
Old Second National Bank of Aurora
Illinois
$803K
EB
394
Eastern Bank
Massachusetts
$789K +$87.7K +276 +13%
SWM
395
SVA Wealth Management
Wisconsin
$786K -$49.3K -155 -6%
IG
396
ING Group
Netherlands
$776K +$756K +2,378 New
MBT
397
Montecito Bank & Trust
California
$772K -$118K -370 -14%
PCM
398
Parsons Capital Management
Rhode Island
$765K -$15.3K -48 -2%
SIC
399
Sigma Investment Counselors
Michigan
$765K
MAA
400
Matrix Asset Advisors
New York
$756K -$12.7K -40 -2%

MDY Hedge Fund Activity: Q3 2017 in Review

697 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2017, worth a combined $10.5B — down 0.1% from $10.5B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new MDY positions and 39 closed out — a net gain of 16 holders — while 187 added to existing stakes and 270 trimmed.

The largest buyer was Credit Suisse, adding an estimated $71.4M. The largest seller was Morgan Stanley, cutting an estimated $198M.

  • 697 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2017, up from 686 in Q2 2017.
  • Funds reported $10.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2017, down 0.1% quarter-over-quarter.
  • 55 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2017 and 39 closed out, a net change of +16 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2017 was Credit Suisse, an estimated $71.4M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2017 was Morgan Stanley, an estimated $198M sold.

Based on aggregated 13F filings for Q3 2017.