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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
FDCC
351
Foster Dykema Cabot & Co
Massachusetts
$783K +$781K +2,774 New
WA
352
WFG Advisors
Texas
$782K +$7.32K +26 +0.9%
AA
353
Alesco Advisors
New York
$780K
TAM
354
Tocqueville Asset Management
New York
$778K +$62.5K +222 +9%
WPP
355
Whalerock Point Partners
Rhode Island
$764K +$1.19M +4,235 New
KC
356
Kingfisher Capital
North Carolina
$755K -$27K -96 -3%
CSIC
357
Clifford Swan Investment Counsel
California
$754K +$11.3K +40 +2%
MC
358
Middleton & Co
Massachusetts
$750K
BB
359
Busey Bank
Illinois
$741K +$366K +1,300 +98%
HSA
360
HBK Sorce Advisory
Pennsylvania
$738K -$26.5K -94 -3%
MC
361
Martin & Co
Tennessee
$734K
PFM
362
Parsec Financial Management
North Carolina
$721K +$719K +2,554 New
ICOA
363
Investment Centers of America
North Dakota
$717K -$68.4K -243 -9%
Lido Advisors
364
Lido Advisors
California
$714K
OSNBOA
365
Old Second National Bank of Aurora
Illinois
$711K +$29K +103 +4%
ICM
366
Ionic Capital Management
New York
$708K +$707K +2,509 New
SWM
367
SVA Wealth Management
Wisconsin
$696K
NB
368
Nicolet Bankshares
Wisconsin
$695K -$75.8K -269 -10%
SIC
369
Sigma Investment Counselors
Michigan
$693K
AW
370
ACG Wealth
Georgia
$690K +$206K +731 +43%
CL
371
Choreo LLC
Illinois
$687K +$683K +2,424 New
PCM
372
Parsons Capital Management
Rhode Island
$681K +$282 +1 +0%
GC
373
Grimes & Company
Massachusetts
$649K
WP
374
WealthPLAN Partners
Nebraska
$643K -$410K -1,455 -39%
LPT
375
Legacy Private Trust
Wisconsin
$641K -$3.1K -11 -0.5%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.