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State Street SPDR S&P MIDCAP 400 ETF Trust

507 hedge funds and large institutions have $7.96B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2014 Q3 according to their latest regulatory filings, with 40 funds opening new positions, 153 increasing their positions, 200 reducing their positions, and 37 closing their positions.

New
Increased
Maintained
Reduced
Closed

8% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 37

0% less funds holding

Funds holding: 509507 (-2)

8% less call options, than puts

Call options by funds: $713M | Put options by funds: $773M

4.03% less ownership

Funds ownership: 60.56%56.53% (-4%)

11% less funds holding in top 10

Funds holding in top 10: 7062 (-8)

16% less capital invested

Capital invested by funds: $9.44B → $7.96B (-$1.47B)

24% less repeat investments, than reductions

Existing positions increased: 153 | Existing positions reduced: 200

Holders
507
Holders Change
-2
Holders Change %
-0.39%
% of All Funds
14.71%
Holding in Top 10
62
Holding in Top 10 Change
-8
Holding in Top 10 Change %
-11.43%
% of All Funds
1.8%
New
40
Increased
153
Reduced
200
Closed
37
Calls
$713M
Puts
$773M
Net Calls
-$60.2M
Net Calls Change
+$260M
Name Holding Trade Value Shares
Change
Change in
Stake
PCM
351
Parsons Capital Management
Rhode Island
$506K
PFPT
352
Pinnacle Financial Partners (Tennessee)
Tennessee
$488K +$76.7K +299 +18%
BPCE
353
Bank Pictet & Cie (Europe)
Germany
$487K +$260K +1,012 +107%
SIC
354
Sigma Investment Counselors
Michigan
$480K -$6.42K -25 -1%
DSC
355
Duncker Streett & Co
Missouri
$473K -$76.2K -297 -14%
SYBT
356
Stock Yards Bank & Trust
Kentucky
$468K -$82.1K -320 -15%
RT
357
Rockland Trust
Massachusetts
$460K +$12.8K +50 +3%
PIM
358
Penobscot Investment Management
Massachusetts
$454K +$30.8K +120 +7%
SSWM
359
Sheets Smith Wealth Management
North Carolina
$449K
PCMC
360
Paragon Capital Management (Colorado)
Colorado
$449K
NES
361
New England Securities
New York
$445K +$83.4K +325 +22%
BOH
362
Bank of Hawaii
Hawaii
$439K
OC
363
Oarsman Capital
Wisconsin
$431K -$25.7K -100 -5%
Luther King Capital Management (LKCM)
364
Luther King Capital Management (LKCM)
Texas
$430K +$442K +1,723 New
FT
365
Fiduciary Trust
Massachusetts
$427K -$6.42K -25 -1%
DCM
366
Donaldson Capital Management
Indiana
$421K -$19.2K -75 -4%
CAM
367
Congress Asset Management
Massachusetts
$418K -$15.4K -60 -3%
EGA
368
Eagle Global Advisors
Texas
$418K +$12.8K +50 +3%
CAPTRUST Financial Advisors
369
CAPTRUST Financial Advisors
North Carolina
$416K -$112K -438 -21%
BFM
370
Boston Financial Management
Massachusetts
$415K -$35.9K -140 -8%
EFS
371
Essex Financial Services
Connecticut
$415K +$103K +400 +32%
FC
372
FCA Corp
Texas
$412K
VKH
373
Virtu KCG Holdings
New York
$409K -$599K -2,335 -59%
SCM
374
Southport Capital Management
Tennessee
$400K
BIM
375
BlackRock Investment Management
Delaware
$399K -$51.6K -201 -11%

MDY Hedge Fund Activity: Q3 2014 in Review

507 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2014, worth a combined $7.96B — down 16% from $9.44B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new MDY positions and 37 closed out — a net gain of 3 holders — while 153 added to existing stakes and 200 trimmed.

The largest buyer was Deutsche Bank, adding an estimated $275M. The largest seller was Stadion Money Management, exiting entirely with an estimated $232M sold.

  • 507 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2014, down from 509 in Q2 2014.
  • Funds reported $7.96B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2014, down 16% quarter-over-quarter.
  • 40 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2014 and 37 closed out, a net change of +3 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2014 was Deutsche Bank, an estimated $275M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2014 was Stadion Money Management, an estimated $232M sold.

Based on aggregated 13F filings for Q3 2014.