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State Street SPDR S&P MIDCAP 400 ETF Trust

932 hedge funds and large institutions have $11.2B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2019 Q4 according to their latest regulatory filings, with 134 funds opening new positions, 224 increasing their positions, 349 reducing their positions, and 40 closing their positions.

New
Increased
Maintained
Reduced
Closed

235% more first-time investments, than exits

New positions opened: 134 | Existing positions closed: 40

21% more call options, than puts

Call options by funds: $291M | Put options by funds: $241M

10% more funds holding

Funds holding: 847932 (+85)

9% more funds holding in top 10

Funds holding in top 10: 8289 (+7)

7% more capital invested

Capital invested by funds: $10.5B → $11.2B (+$700M)

3.45% more ownership

Funds ownership: 55.36%58.8% (+3.4%)

36% less repeat investments, than reductions

Existing positions increased: 224 | Existing positions reduced: 349

Holders
932
Holders Change
+85
Holders Change %
+10.04%
% of All Funds
18.36%
Holding in Top 10
89
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+8.54%
% of All Funds
1.75%
New
134
Increased
224
Reduced
349
Closed
40
Calls
$291M
Puts
$241M
Net Calls
+$49.6M
Net Calls Change
-$90.4M
Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
326
Rockefeller Capital Management
New York
$2.25M +$32.2K +89 +2%
HB
327
Homrich & Berg
Georgia
$2.25M +$56K +155 +3%
NL
328
NWAM LLC
Washington
$2.23M +$117K +324 +6%
KLI
329
Kelman-Lazarov Inc
Tennessee
$2.23M -$3.61K -10 -0.2%
Carson Wealth (CWM LLC)
330
Carson Wealth (CWM LLC)
Nebraska
$2.22M
PCM
331
Prelude Capital Management
New York
$2.2M +$1.89M +5,240 +829%
AMG
332
Asset Management Group
Connecticut
$2.19M +$7.59K +21 +0.4%
PIM
333
Penobscot Investment Management
Massachusetts
$2.18M
BFM
334
Boston Financial Management
Massachusetts
$2.16M +$183K +505 +10%
Fiera Capital (Canada)
335
Fiera Capital (Canada)
Quebec, Canada
$2.16M +$484K +1,338 +30%
GHAM
336
Gilman Hill Asset Management
Connecticut
$2.15M -$136K -377 -6%
ST
337
Spinnaker Trust
Maine
$2.15M -$14.5K -40 -0.7%
H
338
HoyleCohen
California
$2.15M -$37.2K -103 -2%
SWP
339
Summit Wealth Partners
Florida
$2.13M +$2.05M +5,675 New
AF
340
Allworth Financial
California
$2.12M -$3.61K -10 -0.2%
IA
341
IFP Advisors
Florida
$2.11M -$21.3K -59 -1%
FANJ
342
Financial Architects (New Jersey)
New Jersey
$2.11M +$4.34K +12 +0.2%
SIC
343
Shoker Investment Counsel
Ohio
$2.1M +$81.3K +225 +4%
ATC
344
Argent Trust Co
Tennessee
$2.09M +$376K +1,040 +23%
EW
345
Element Wealth
Mississippi
$2.09M +$2.01M +5,562 New
IWA
346
Intercontinental Wealth Advisors
Texas
$2.07M -$1.04M -2,865 -34%
BSA
347
Braun Stacey Associates
New York
$2.07M +$59.6K +165 +3%
PFT
348
Providence First Trust
Arizona
$2.05M +$1.08K +3 +0.1%
AIP
349
ARS Investment Partners
New York
$2.04M -$126K -349 -6%
GRP
350
Global Retirement Partners
California
$2.03M +$258K +714 +15%

MDY Hedge Fund Activity: Q4 2019 in Review

932 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q4 2019, worth a combined $11.2B — up 6.7% from $10.5B a quarter earlier.

Buyers outnumbered sellers: 134 funds opened new MDY positions and 40 closed out — a net gain of 94 holders — while 224 added to existing stakes and 349 trimmed.

The largest buyer was SG Americas Securities, adding an estimated $64.4M. The largest seller was Citigroup, cutting an estimated $94.1M.

  • 932 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q4 2019, up from 847 in Q3 2019.
  • Funds reported $11.2B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q4 2019, up 6.7% quarter-over-quarter.
  • 134 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q4 2019 and 40 closed out, a net change of +94 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q4 2019 was SG Americas Securities, an estimated $64.4M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q4 2019 was Citigroup, an estimated $94.1M sold.

Based on aggregated 13F filings for Q4 2019.