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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
UBWV
326
United Bank (West Virginia)
West Virginia
$1.06M -$19.7K -70 -2%
IWA
327
Intercontinental Wealth Advisors
Texas
$1.05M +$173K +615 +20%
WC
328
Woodstock Corp
Massachusetts
$1.03M
RWA
329
River Wealth Advisors
Pennsylvania
$1.03M +$7.89K +28 +0.8%
CAS
330
Cue Advisory Services
Arizona
$1.02M +$28.2K +100 +3%
IC
331
Inverness Counsel
New York
$1.02M
PFPT
332
Pinnacle Financial Partners (Tennessee)
Tennessee
$1.01M
NCM
333
Neumann Capital Management
California
$1.01M +$15.5K +55 +2%
CBB
334
Citizens Business Bank
California
$1M -$63.4K -225 -6%
CG
335
Cutler Group
California
$1M -$68.1M -241,873 -99%
EC
336
Estate Counselors
Wisconsin
$960K +$50.7K +180 +6%
CHJWM
337
Carlton Hofferkamp & Jenks Wealth Management
Texas
$957K +$458K +1,625 +92%
Franklin Resources
338
Franklin Resources
California
$939K -$21.1K -75 -2%
LIM
339
Leavell Investment Management
Alabama
$931K
MCM
340
Manchester Capital Management
Vermont
$922K
ACM
341
Argentus Capital Management
Texas
$918K +$226K +801 +33%
CRIG
342
Charter Research & Investment Group
Connecticut
$896K +$22.5K +80 +3%
GIA
343
Granite Investment Advisors
New Hampshire
$894K
SC
344
SouthState Corp
Florida
$879K
SRC
345
Shufro Rose & Co
New York
$869K
RT
346
Rockland Trust
Massachusetts
$855K -$32.4K -115 -4%
MIC
347
Meridian Investment Counsel
California
$833K
NSIM
348
North Star Investment Management
Illinois
$826K
PFS
349
Prospera Financial Services
Texas
$813K +$192K +683 +31%
Mariner
350
Mariner
Kansas
$788K -$9.58K -34 -1%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.