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SPDR S&P MidCap 400 ETF Trust
MDY

Overview Fund Activity

440 hedge funds and large institutions have $9.01B invested in SPDR S&P MidCap 400 ETF Trust in 2013 Q3 according to their latest regulatory filings, with 46 funds opening new positions, 156 increasing their positions, 146 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
440
Holders Change
+17
Holders Change %
+4.02%
% of All Funds
14.27%
Holding in Top 10
65
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+12.07%
% of All Funds
2.11%
New
46
Increased
156
Reduced
146
Closed
22
Calls
$483M
Puts
$521M
Net Calls
-$38.1M
Net Calls Change
+$278M

Top Buyers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$381M
2
SAS
Sage Advisory Services
Texas
$110M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$171M
4
SG Americas Securities
SG Americas Securities
New York
$368M
5
Jane Street
Jane Street
New York
$49.8M

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$120M
2
Goldman Sachs
Goldman Sachs
New York
$130M
3
Deutsche Bank
Deutsche Bank
Germany
$20.4M
4
MSA
Mason Street Advisors
Wisconsin
$28.7M
5
BIT
BlackRock Institutional Trust
California
$21.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
RIA
326
Regal Investment Advisors
Michigan
$479K +$678 +3 +0.1%
SIC
327
Sigma Investment Counselors
Michigan
$474K – – –
TAM
328
Tocqueville Asset Management
New York
$471K +$11.3K +50 +2%
ICOA
329
Investment Centers of America
North Dakota
$471K +$158K +696 +50%
BWFA
330
Baltimore-Washington Financial Advisors
Maryland
$462K -$11.3K -50 -2%
BFM
331
Boston Financial Management
Massachusetts
$458K – – –
JIR
332
James Investment Research
Ohio
$453K – – –
BRWA
333
B. Riley Wealth Advisors
Florida
$452K -$219K -967 -33%
DIA
334
Dana Investment Advisors
Wisconsin
$450K +$226 +1 +0.1%
CAM
335
Congress Asset Management
Massachusetts
$442K -$1.36K -6 -0.3%
WB
336
Webster Bank
Connecticut
$437K – – –
DSC
337
Duncker Streett & Co
Missouri
$428K +$453 +2 +0.1%
BOH
338
Bank of Hawaii
Hawaii
$421K – – –
PCMC
339
Paragon Capital Management (Colorado)
Colorado
$407K – – –
FHB
340
First Hawaiian Bank
Hawaii
$387K -$55.5K -245 -13%
SI
341
Stephens Inc
Arkansas
$378K – – –
LJHT
342
Laurie J. Hall Trustee
$376K – – –
FC
343
FCA Corp
Texas
$373K – – –
Nomura Holdings
344
Nomura Holdings
Japan
$371K +$54.7K +242 +17%
SCM
345
Southport Capital Management
Tennessee
$363K -$67.8K -300 -16%
VFAM
346
Valley Forge Asset Management
Pennsylvania
$353K -$30.5K -135 -8%
FNBSF
347
First National Bank Sioux Falls
South Dakota
$341K -$906 -4 -0.3%
HJMC
348
Hellman Jordan Management Company
Massachusetts
$339K +$339K +1,500 New
DADC
349
D.A. Davidson & Co
Montana
$336K +$100K +443 +42%
B
350
Bailard
California
$335K +$335K +1,478 New
12 13
14
15 16