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State Street SPDR S&P MIDCAP 400 ETF Trust

697 hedge funds and large institutions have $10.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2017 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 187 increasing their positions, 270 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more call options, than puts

Call options by funds: $728M | Put options by funds: $460M

41% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 39

2% more funds holding

Funds holding: 686697 (+11)

1.38% more ownership

Funds ownership: 54.94%56.33% (+1.4%)

0% less capital invested

Capital invested by funds: $10.5B → $10.5B (-$10.4M)

3% less funds holding in top 10

Funds holding in top 10: 9693 (-3)

31% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 270

Holders
697
Holders Change
+11
Holders Change %
+1.6%
% of All Funds
17.38%
Holding in Top 10
93
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-3.13%
% of All Funds
2.32%
New
55
Increased
187
Reduced
270
Closed
39
Calls
$728M
Puts
$460M
Net Calls
+$269M
Net Calls Change
+$86.5M
Name Holding Trade Value Shares
Change
Change in
Stake
CHJWM
301
Carlton Hofferkamp & Jenks Wealth Management
Texas
$1.78M +$102K +322 +6%
BL
302
BFSG LLC
California
$1.78M -$410K -1,290 -19%
Cetera Investment Advisers
303
Cetera Investment Advisers
Illinois
$1.77M +$167K +525 +11%
LWA
304
Lowe Wealth Advisors
Maryland
$1.72M +$10.2K +32 +0.6%
GW
305
GW & Wade
Massachusetts
$1.71M
Jacobs Levy Equity Management
306
Jacobs Levy Equity Management
New Jersey
$1.66M
IT
307
Independence Trust
Tennessee
$1.63M -$15.9K -50 -1%
TIA
308
Tiemann Investment Advisors
California
$1.63M -$15.9K -50 -1%
WAM
309
Wealthspire Advisors (Maryland)
Maryland
$1.63M -$20.3K -64 -1%
CWM
310
Cornerstone Wealth Management
Missouri
$1.59M +$813K +2,559 +113%
CA
311
Cambridge Advisors
Nebraska
$1.59M
CCFCSB
312
Cape Cod Five Cents Savings Bank
Massachusetts
$1.58M -$4.77K -15 -0.3%
LFAS
313
Level Four Advisory Services
Texas
$1.57M -$379K -1,194 -20%
SPIA
314
Steward Partners Investment Advisory
New York
$1.53M +$448K +1,408 +43%
WCM
315
Wunderlich Capital Managemnt
Tennessee
$1.51M -$155K -489 -10%
BAAM
316
Baker Avenue Asset Management
California
$1.51M -$31.8K -100 -2%
GLA
317
Great Lakes Advisors
Illinois
$1.5M -$413K -1,299 -22%
PP
318
Paloma Partners
Connecticut
$1.5M +$1.46M +4,600 New
HIM
319
Hanlon Investment Management
New Jersey
$1.49M +$1.45M +4,552 New
1IA
320
1834 Investment Advisors
Wisconsin
$1.48M -$7.95K -25 -0.5%
LWM
321
Lyell Wealth Management
California
$1.48M -$45.1K -142 -3%
LPIC
322
LeJeune Puetz Investment Counsel
Michigan
$1.47M
CGA
323
Crescent Grove Advisors
Illinois
$1.46M
SAM
324
Silvercrest Asset Management
New York
$1.46M -$111K -350 -7%
TFA
325
Transamerica Financial Advisors
Florida
$1.45M +$1.41M +4,445 +148,167%

MDY Hedge Fund Activity: Q3 2017 in Review

697 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2017, worth a combined $10.5B — down 0.1% from $10.5B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new MDY positions and 39 closed out — a net gain of 16 holders — while 187 added to existing stakes and 270 trimmed.

The largest buyer was Credit Suisse, adding an estimated $71.4M. The largest seller was Morgan Stanley, cutting an estimated $198M.

  • 697 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2017, up from 686 in Q2 2017.
  • Funds reported $10.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2017, down 0.1% quarter-over-quarter.
  • 55 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2017 and 39 closed out, a net change of +16 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2017 was Credit Suisse, an estimated $71.4M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2017 was Morgan Stanley, an estimated $198M sold.

Based on aggregated 13F filings for Q3 2017.