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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
KPCM
276
Kings Point Capital Management
New York
$1.77M -$609K -2,162 -26%
FNBOMD
277
First National Bank of Mount Dora
Florida
$1.77M -$71.8K -255 -4%
FANJ
278
Financial Architects (New Jersey)
New Jersey
$1.76M
KLI
279
Kelman-Lazarov Inc
Tennessee
$1.75M -$43.4K -154 -2%
LFM
280
Lumina Fund Management
New York
$1.69M
FLPIM
281
F.L. Putnam Investment Management
Massachusetts
$1.67M +$16.9K +60 +1%
GLA
282
Great Lakes Advisors
Illinois
$1.62M -$360K -1,278 -18%
RFC
283
Regions Financial Corp
Alabama
$1.6M +$71.3K +253 +5%
TIA
284
Tiemann Investment Advisors
California
$1.6M -$49.3K -175 -3%
WRM
285
Westport Resources Management
Connecticut
$1.59M -$97.7K -347 -6%
GHAM
286
Gilman Hill Asset Management
Connecticut
$1.59M +$33.8K +120 +2%
BAAM
287
Baker Avenue Asset Management
California
$1.57M +$95.8K +340 +7%
HCM
288
Hollencrest Capital Management
California
$1.57M
TC
289
Telemus Capital
Michigan
$1.55M -$12.7K -45 -0.8%
LWA
290
Lowe Wealth Advisors
Maryland
$1.55M -$38K -135 -2%
TA
291
Teachers Advisors
New York
$1.52M -$177K -627 -10%
BSA
292
Braun Stacey Associates
New York
$1.5M -$46.5K -165 -3%
SAM
293
Silvercrest Asset Management
New York
$1.49M -$1.69K -6 -0.1%
GW
294
GW & Wade
Massachusetts
$1.48M -$23.4K -83 -2%
1IA
295
1834 Investment Advisors
Wisconsin
$1.47M
CA
296
Cambridge Advisors
Nebraska
$1.47M -$9.58K -34 -0.6%
KM
297
Kalos Management
Georgia
$1.46M +$3.94K +14 +0.3%
CCFCSB
298
Cape Cod Five Cents Savings Bank
Massachusetts
$1.44M -$164K -583 -10%
Jacobs Levy Equity Management
299
Jacobs Levy Equity Management
New Jersey
$1.43M
IH
300
IFC Holdings
Florida
$1.39M -$97.2K -345 -7%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.