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SPDR S&P MidCap 400 ETF Trust
MDY

Overview Fund Activity

440 hedge funds and large institutions have $9.01B invested in SPDR S&P MidCap 400 ETF Trust in 2013 Q3 according to their latest regulatory filings, with 46 funds opening new positions, 156 increasing their positions, 146 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
440
Holders Change
+17
Holders Change %
+4.02%
% of All Funds
14.27%
Holding in Top 10
65
Holding in Top 10 Change
+7
Holding in Top 10 Change %
+12.07%
% of All Funds
2.11%
New
46
Increased
156
Reduced
146
Closed
22
Calls
$483M
Puts
$521M
Net Calls
-$38.1M
Net Calls Change
+$278M

Top Buyers

1
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
$381M
2
SAS
Sage Advisory Services
Texas
$110M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
$171M
4
SG Americas Securities
SG Americas Securities
New York
$368M
5
Jane Street
Jane Street
New York
$49.8M

Top Sellers

1
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$120M
2
Goldman Sachs
Goldman Sachs
New York
$130M
3
Deutsche Bank
Deutsche Bank
Germany
$20.4M
4
MSA
Mason Street Advisors
Wisconsin
$28.7M
5
BIT
BlackRock Institutional Trust
California
$21.3M
Name Holding Trade Value Shares
Change 		Shares
Change %
CA
276
Cetera Advisors
Colorado
$867K +$204K +907 +31%
LWA
277
Lenox Wealth Advisors
New York
$863K +$2.49K +11 +0.3%
OFS
278
Orrstown Financial Services
Pennsylvania
$846K +$846K +3,739 New
SNC
279
Stifel Nicolaus & Co
Missouri
$840K -$22.9K -101 -3%
RPGK
280
Retirement Planning Group (Kansas)
Kansas
$829K -$79K -349 -9%
Carson Wealth (CWM LLC)
281
Carson Wealth (CWM LLC)
Nebraska
$825K +$825K +3,646 New
TC
282
Telemus Capital
Michigan
$813K +$813K +3,593 New
MFBTD
283
MB Financial Bank - Trust Department
Illinois
$809K -$168K -743 -17%
DY
284
Dowling & Yahnke
California
$777K -$19.2K -85 -2%
KeyBank National Association
285
KeyBank National Association
Ohio
$758K -$9.05K -40 -1%
GIA
286
Granite Investment Advisors
New Hampshire
$756K +$39.6K +175 +6%
SRC
287
Shufro Rose & Co
New York
$720K – – –
MFS
288
MSI Financial Services
Massachusetts
$720K +$192K +847 +36%
RA
289
Rational Advisors
New York
$716K -$799K – –
RTS
290
Round Table Services
New Jersey
$711K – – –
DWT
291
Dorsey & Whitney Trust
South Dakota
$702K +$702K +3,098 New
RP
292
Reinhart Partners
Wisconsin
$700K -$957K -4,229 -58%
BG
293
Bahl & Gaynor
Ohio
$700K -$22.6K -100 -3%
AA
294
Alesco Advisors
New York
$690K – – –
MC
295
Middleton & Co
Massachusetts
$679K – – –
CHFS
296
Cobble Hill Financial Services
New Jersey
$679K – – –
KT
297
Kanaly Trust
Texas
$673K +$673K +2,977 New
CBU
298
CIBC Bank USA
Illinois
$646K -$243K -1,074 -27%
PWAP
299
Private Wealth Advisors (Pennsylvania)
Pennsylvania
$632K -$2.72K -12 -0.4%
HighTower Advisors
300
HighTower Advisors
Illinois
$624K -$409K -1,804 -40%
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