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State Street SPDR S&P MIDCAP 400 ETF Trust

697 hedge funds and large institutions have $10.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2017 Q3 according to their latest regulatory filings, with 55 funds opening new positions, 187 increasing their positions, 270 reducing their positions, and 39 closing their positions.

New
Increased
Maintained
Reduced
Closed

58% more call options, than puts

Call options by funds: $728M | Put options by funds: $460M

41% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 39

2% more funds holding

Funds holding: 686697 (+11)

1.38% more ownership

Funds ownership: 54.94%56.33% (+1.4%)

0% less capital invested

Capital invested by funds: $10.5B → $10.5B (-$10.4M)

3% less funds holding in top 10

Funds holding in top 10: 9693 (-3)

31% less repeat investments, than reductions

Existing positions increased: 187 | Existing positions reduced: 270

Holders
697
Holders Change
+11
Holders Change %
+1.6%
% of All Funds
17.38%
Holding in Top 10
93
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-3.13%
% of All Funds
2.32%
New
55
Increased
187
Reduced
270
Closed
39
Calls
$728M
Puts
$460M
Net Calls
+$269M
Net Calls Change
+$86.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PFPT
226
Pinnacle Financial Partners (Tennessee)
Tennessee
$4.43M +$219K +690 +5%
WJA
227
Williams Jones & Associates
New York
$4.39M +$116K +365 +3%
NGA
228
Naples Global Advisors
Florida
$4.37M -$111K -350 -3%
FFSOTS
229
Fiduciary Financial Services of The Southwest
Texas
$4.17M -$139K -436 -3%
ACM
230
Aviance Capital Management
Florida
$4.13M +$162K +510 +4%
MSA
231
Mason Street Advisors
Wisconsin
$4.12M -$631K -1,985 -14%
BWAM
232
Boyd Watterson Asset Management
Ohio
$4.12M +$92.8K +292 +2%
FPCM
233
Financial Partners Capital Management
New York
$3.78M -$90.6K -285 -2%
Fifth Third Bancorp
234
Fifth Third Bancorp
Ohio
$3.74M -$57.2K -180 -2%
NAMP
235
NorthStar Asset Management (Pennsylvania)
Pennsylvania
$3.73M -$23.8K -75 -0.7%
Fidelity Investments
236
Fidelity Investments
Massachusetts
$3.67M +$149K +468 +4%
IWA
237
Intercontinental Wealth Advisors
Texas
$3.65M +$433K +1,361 +14%
SF
238
Synovus Financial
Georgia
$3.65M -$216K -679 -6%
CIBC Private Wealth Group
239
CIBC Private Wealth Group
Georgia
$3.62M -$512K -1,611 -13%
WIC
240
Whitegate Investment Counselors
New Hampshire
$3.61M -$45.8K -144 -1%
FHA
241
First Horizon Advisors
Tennessee
$3.51M -$306K -962 -8%
PFS
242
Prospera Financial Services
Texas
$3.51M +$69.3K +218 +2%
WPW
243
Waldron Private Wealth
Pennsylvania
$3.46M +$3.37M +10,591 New
CPA
244
Capital Planning Advisors
California
$3.4M +$301K +948 +10%
SAM
245
Sawgrass Asset Management
Florida
$3.4M -$4.77K -15 -0.1%
HTC
246
Haverford Trust Company
Pennsylvania
$3.34M -$38.8K -122 -1%
VC
247
Vicus Capital
Pennsylvania
$3.34M +$38.8K +122 +1%
PI
248
Putnam Investments
Massachusetts
$3.3M -$948K -2,982 -23%
WC
249
Whitnell & Co
Illinois
$3.3M -$33.7K -106 -1%
TRCT
250
Tower Research Capital (TRC)
New York
$3.25M -$9.19M -28,900 -74%

MDY Hedge Fund Activity: Q3 2017 in Review

697 of the 4,011 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2017, worth a combined $10.5B — down 0.1% from $10.5B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new MDY positions and 39 closed out — a net gain of 16 holders — while 187 added to existing stakes and 270 trimmed.

The largest buyer was Credit Suisse, adding an estimated $71.4M. The largest seller was Morgan Stanley, cutting an estimated $198M.

  • 697 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2017, up from 686 in Q2 2017.
  • Funds reported $10.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2017, down 0.1% quarter-over-quarter.
  • 55 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2017 and 39 closed out, a net change of +16 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2017 was Credit Suisse, an estimated $71.4M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2017 was Morgan Stanley, an estimated $198M sold.

Based on aggregated 13F filings for Q3 2017.