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State Street SPDR S&P MIDCAP 400 ETF Trust

614 hedge funds and large institutions have $9.5B invested in State Street SPDR S&P MIDCAP 400 ETF Trust in 2016 Q3 according to their latest regulatory filings, with 53 funds opening new positions, 189 increasing their positions, 228 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

81% more call options, than puts

Call options by funds: $969M | Put options by funds: $534M

77% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 30

2% more funds holding

Funds holding: 600614 (+14)

4% more capital invested

Capital invested by funds: $9.1B → $9.5B (+$399M)

1% less funds holding in top 10

Funds holding in top 10: 9089 (-1)

3.67% less ownership

Funds ownership: 58.49%54.82% (-3.7%)

17% less repeat investments, than reductions

Existing positions increased: 189 | Existing positions reduced: 228

Holders
614
Holders Change
+14
Holders Change %
+2.33%
% of All Funds
16.38%
Holding in Top 10
89
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-1.11%
% of All Funds
2.37%
New
53
Increased
189
Reduced
228
Closed
30
Calls
$969M
Puts
$534M
Net Calls
+$434M
Net Calls Change
-$200M
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
226
Sawgrass Asset Management
Florida
$2.9M +$183K +650 +7%
SWP
227
Stratos Wealth Partners
Ohio
$2.89M +$852K +3,024 +42%
TPSF
228
Texas Permanent School Fund
Texas
$2.77M -$7.91M -28,090 -74%
CC
229
Courier Capital
New York
$2.77M -$64.8K -230 -2%
DCM
230
Dialectic Capital Management
Connecticut
$2.74M -$4.4M -15,605 -62%
NL
231
NWAM LLC
Washington
$2.74M +$143K +509 +6%
BTS
232
BB&T Securities
Virginia
$2.73M -$2.31M -8,187 -46%
Fidelity Investments
233
Fidelity Investments
Massachusetts
$2.73M -$314K -1,114 -10%
SCG
234
Sonata Capital Group
Washington
$2.71M
CBT
235
Central Bank & Trust
Kentucky
$2.71M -$581K -2,062 -18%
AI
236
Atria Investments
North Carolina
$2.66M -$204K -724 -7%
Citadel Advisors
237
Citadel Advisors
Florida
$2.63M +$2.62M +9,306 New
CA
238
Cumberland Advisors
Florida
$2.62M -$11.2M -39,825 -81%
GAM
239
Gould Asset Management
California
$2.62M -$56.3K -200 -2%
SMM
240
Stadion Money Management
Georgia
$2.61M +$2.61M +9,261 New
LNC
241
Lincoln National Corp
Pennsylvania
$2.6M +$342K +1,215 +15%
MP
242
Manifold Partners
California
$2.52M -$1.98M -7,039 -44%
GA
243
Geneva Advisors
Illinois
$2.47M +$83.1K +295 +3%
SI
244
Stephens Inc
Arkansas
$2.4M +$1.56M +5,554 +188%
PMFA
245
Plante Moran Financial Advisors
Michigan
$2.38M
VC
246
Vicus Capital
Pennsylvania
$2.38M +$47K +167 +2%
HFA
247
High Falls Advisors
New York
$2.33M +$679K +2,412 +41%
VF
248
Virtu Financial
New York
$2.31M -$40.3M -143,169 -95%
JFG
249
JMG Financial Group
Illinois
$2.29M -$2.82K -10 -0.1%
DIA
250
Denver Investment Advisors
Colorado
$2.27M +$30.1K +107 +1%

MDY Hedge Fund Activity: Q3 2016 in Review

614 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) for Q3 2016, worth a combined $9.5B — up 4.4% from $9.1B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new MDY positions and 30 closed out — a net gain of 23 holders — while 189 added to existing stakes and 228 trimmed.

The largest buyer was Citigroup, adding an estimated $485M. The largest seller was Squarepoint, cutting an estimated $228M.

  • 614 institutional investors held State Street SPDR S&P MIDCAP 400 ETF Trust (MDY) as of Q3 2016, up from 600 in Q2 2016.
  • Funds reported $9.5B of State Street SPDR S&P MIDCAP 400 ETF Trust stock for Q3 2016, up 4.4% quarter-over-quarter.
  • 53 funds opened new State Street SPDR S&P MIDCAP 400 ETF Trust positions in Q3 2016 and 30 closed out, a net change of +23 holders.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust buyer in Q3 2016 was Citigroup, an estimated $485M added.
  • The largest State Street SPDR S&P MIDCAP 400 ETF Trust seller in Q3 2016 was Squarepoint, an estimated $228M sold.

Based on aggregated 13F filings for Q3 2016.