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Main Street Capital

140 hedge funds and large institutions have $453M invested in Main Street Capital in 2016 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 42 increasing their positions, 56 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 14

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

4% more funds holding

Funds holding: 135140 (+5)

4% more capital invested

Capital invested by funds: $437M → $453M (+$15.5M)

1.38% less ownership

Funds ownership: 30%28.62% (-1.4%)

25% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 56

58% less call options, than puts

Call options by funds: $5.33M | Put options by funds: $12.7M

Holders
140
Holders Change
+5
Holders Change %
+3.7%
% of All Funds
3.73%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.24%
New
20
Increased
42
Reduced
56
Closed
14
Calls
$5.33M
Puts
$12.7M
Net Calls
-$7.41M
Net Calls Change
+$2.32M
Name Holding Trade Value Shares
Change
Change in
Stake
WEC
126
Winslow Evans & Crocker
Massachusetts
$27.6K -$29 -1 -0.1%
SSB
127
Sandy Spring Bank
Maryland
$27K +$145 +5 +0.6%
AWMS
128
Advocacy Wealth Management Services
Georgia
$22K
GXMC
129
Global X Management Company
New York
$21K
DADC
130
D.A. Davidson & Co
Montana
$15K +$14.5K +500 New
BNP Paribas Financial Markets
131
BNP Paribas Financial Markets
France
$12.1K -$11.2K -386 -50%
EWM
132
Edge Wealth Management
New York
$10K +$29 +1 +0.3%
AF
133
Allworth Financial
California
$6K -$9.01K -310 -62%
GI
134
Gradient Investments
Minnesota
$6K
KTC
135
Kistler-Tiffany Companies
Pennsylvania
$5K
TFA
136
Transamerica Financial Advisors
Florida
$5K
IWMPD
137
Integrated Wealth Management (Palm Desert)
California
$5K +$4.91K +169 New
TRCT
138
Tower Research Capital (TRC)
New York
$3K -$18.7K -643 -88%
WAM
139
Wealthspire Advisors (Maryland)
Maryland
$3K
PCM
140
Penserra Capital Management
California
$15 -$813 -28 -5%
UBS AM
141
UBS AM
Illinois
-$3.47M -119,391 Closed
CS
142
Credit Suisse
Switzerland
-$741K -25,477 Closed
VKH
143
Virtu KCG Holdings
New York
-$517K -17,788 Closed
BRWM
144
B. Riley Wealth Management
Tennessee
-$508K -17,477 Closed
CCS
145
Crosspoint Capital Strategies
California
-$460K -15,736 Closed
PG
146
PEAK6 Group
Illinois
-$427K -14,684 Closed
WS
147
Wedbush Securities
California
-$408K -14,026 Closed
GCP
148
GSA Capital Partners
United Kingdom
-$398K -13,700 Closed
QSS
149
Quantitative Systematic Strategies
Florida
-$307K -10,450 Closed
AFP
150
Ausdal Financial Partners
Iowa
-$89K -3,063 Closed

MAIN Hedge Fund Activity: Q1 2016 in Review

140 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2016, worth a combined $453M — up 3.5% from $437M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new MAIN positions and 14 closed out — a net gain of 6 holders — while 42 added to existing stakes and 56 trimmed.

The largest buyer was UBS Group, adding an estimated $9.57M. The largest seller was Burgundy Asset Management, cutting an estimated $5.42M.

  • 140 institutional investors held Main Street Capital (MAIN) as of Q1 2016, up from 135 in Q4 2015.
  • Funds reported $453M of Main Street Capital stock for Q1 2016, up 3.5% quarter-over-quarter.
  • 20 funds opened new Main Street Capital positions in Q1 2016 and 14 closed out, a net change of +6 holders.
  • The largest Main Street Capital buyer in Q1 2016 was UBS Group, an estimated $9.57M added.
  • The largest Main Street Capital seller in Q1 2016 was Burgundy Asset Management, an estimated $5.42M sold.

Based on aggregated 13F filings for Q1 2016.