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Main Street Capital
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Overview Fund Activity

124 hedge funds and large institutions have $370M invested in Main Street Capital in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 49 increasing their positions, 36 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
124
Holders Change
+7
Holders Change %
+5.98%
% of All Funds
3.6%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
18
Increased
49
Reduced
36
Closed
11
Calls
$2.16M
Puts
$1.88M
Net Calls
+$278K
Net Calls Change
-$1.89M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$5.89M
2
U
2
UBS
Switzerland
$19.5M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.8M
4
Macquarie Group
4
Macquarie Group
Australia
$26.1M
5
BC
5
Barnett & Company
Tennessee
$1.06M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$818K
2
Invesco
2
Invesco
Georgia
$4.18M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.38M
4
BFA
4
BlackRock Fund Advisors
California
$32M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
PNC Financial Services Group
101
PNC Financial Services Group
Pennsylvania
$57K -$136K -4,120 -70%
Teacher Retirement System of Texas
102
Teacher Retirement System of Texas
Texas
$45K -$108K -3,329 -71%
Canada Life
103
Canada Life
Manitoba, Canada
$43K +$43K +1,317 New
PG
104
PEAK6 Group
Illinois
$37K +$37K +1,128 New
BlackRock
105
BlackRock
New York
$31K – – –
FMII
106
Farmers & Merchants Investments Inc
Nebraska
$30K – – –
WA
107
WFG Advisors
Texas
$25K -$1.56K -47 -6%
IA
108
Icon Advisers
Colorado
$23K +$23K +700 New
RIA
109
Regal Investment Advisors
Michigan
$22K -$340K -10,242 -94%
Ameriprise
110
Ameriprise
Minnesota
$22K -$79.2K -2,359 -78%
DADC
111
D.A. Davidson & Co
Montana
$21K +$21K +650 New
PTC
112
Private Trust Company
Ohio
$20K – – –
BNP Paribas Financial Markets
113
BNP Paribas Financial Markets
France
$16.5K -$314K -9,616 -95%
S
114
SignatureFD
Georgia
$15K – – –
JFGIW
115
Johnson Financial Group Inc (Wisconsin)
Wisconsin
$13K – – –
MAS
116
Madden Advisory Services
Florida
$12K +$201 +6 +2%
US Bancorp
117
US Bancorp
Minnesota
$12K +$8.3K +256 +225%
BWFA
118
Baltimore-Washington Financial Advisors
Maryland
$10K – – –
NES
119
New England Securities
New York
$8K -$1.6K -50 -17%
FHA
120
First Horizon Advisors
Tennessee
$7K – – –
RFA
121
Reilly Financial Advisors
California
$7K +$7K +213 New
TFA
122
Transamerica Financial Advisors
Florida
$5K – – –
TCM
123
Tradewinds Capital Management
Washington
$3K +$3K +100 New
Manulife (Manufacturers Life Insurance)
124
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$970 +$134 +4,115 +16%
D.E. Shaw & Co
125
D.E. Shaw & Co
New York
– -$1.1M -36,848 Closed
2 3 4
5
6