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Main Street Capital

140 hedge funds and large institutions have $453M invested in Main Street Capital in 2016 Q1 according to their latest regulatory filings, with 20 funds opening new positions, 42 increasing their positions, 56 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

43% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 14

29% more funds holding in top 10

Funds holding in top 10: 79 (+2)

4% more funds holding

Funds holding: 135140 (+5)

4% more capital invested

Capital invested by funds: $437M → $453M (+$15.5M)

1.38% less ownership

Funds ownership: 30%28.62% (-1.4%)

25% less repeat investments, than reductions

Existing positions increased: 42 | Existing positions reduced: 56

58% less call options, than puts

Call options by funds: $5.33M | Put options by funds: $12.7M

Holders
140
Holders Change
+5
Holders Change %
+3.7%
% of All Funds
3.73%
Holding in Top 10
9
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+28.57%
% of All Funds
0.24%
New
20
Increased
42
Reduced
56
Closed
14
Calls
$5.33M
Puts
$12.7M
Net Calls
-$7.41M
Net Calls Change
+$2.32M
Name Holding Trade Value Shares
Change
Change in
Stake
Citadel Advisors
76
Citadel Advisors
Florida
$607K -$1.19M -41,128 -68%
FWM
77
Focused Wealth Management
New York
$598K +$1.28K +44 +0.2%
Jane Street
78
Jane Street
New York
$593K +$228K +7,865 +71%
Goldman Sachs
79
Goldman Sachs
New York
$585K -$548K -18,854 -50%
CAM
80
Cypress Asset Management
Texas
$581K -$50.1K -1,725 -9%
CG
81
Clinton Group
New York
$577K -$442K -15,215 -45%
BTS
82
BB&T Securities
Virginia
$503K -$52.2K -1,797 -10%
ASN
83
Advisory Services Network
Georgia
$480K +$35.8K +1,232 +9%
CSS
84
Cubist Systematic Strategies
Connecticut
$454K +$420K +14,470 New
PAG
85
Private Advisor Group
New Jersey
$451K -$47.6K -1,638 -10%
Creative Planning
86
Creative Planning
Kansas
$440K -$142K -4,904 -26%
SWP
87
Stratos Wealth Partners
Ohio
$432K +$43.6K +1,500 +12%
RIA
88
Regal Investment Advisors
Michigan
$429K -$3.49K -120 -0.9%
GWM
89
Geneos Wealth Management
Colorado
$428K +$398K +13,693 New
CAN
90
Cetera Advisor Networks
California
$415K -$31.5K -1,083 -8%
SI
91
SII Investments
Wisconsin
$414K +$62.9K +2,165 +20%
PI
92
PineBridge Investments
New York
$398K +$34.5K +1,189 +10%
Millennium Management
93
Millennium Management
New York
$390K +$361K +12,432 New
FCCM
94
First City Capital Management
Georgia
$388K
ACM
95
Argentus Capital Management
Texas
$376K +$348K +11,984 New
SWM
96
Segment Wealth Management
Texas
$355K +$7.26K +250 +2%
TG
97
TCW Group
California
$332K
CPIG
98
Chicago Partners Investment Group
Illinois
$312K -$14.3K -491 -5%
Janney Montgomery Scott
99
Janney Montgomery Scott
Pennsylvania
$293K -$68K -2,340 -20%
VFA
100
Voya Financial Advisors
Connecticut
$282K +$11.2K +385 +4%

MAIN Hedge Fund Activity: Q1 2016 in Review

140 of the 3,754 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q1 2016, worth a combined $453M — up 3.5% from $437M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new MAIN positions and 14 closed out — a net gain of 6 holders — while 42 added to existing stakes and 56 trimmed.

The largest buyer was UBS Group, adding an estimated $9.57M. The largest seller was Burgundy Asset Management, cutting an estimated $5.42M.

  • 140 institutional investors held Main Street Capital (MAIN) as of Q1 2016, up from 135 in Q4 2015.
  • Funds reported $453M of Main Street Capital stock for Q1 2016, up 3.5% quarter-over-quarter.
  • 20 funds opened new Main Street Capital positions in Q1 2016 and 14 closed out, a net change of +6 holders.
  • The largest Main Street Capital buyer in Q1 2016 was UBS Group, an estimated $9.57M added.
  • The largest Main Street Capital seller in Q1 2016 was Burgundy Asset Management, an estimated $5.42M sold.

Based on aggregated 13F filings for Q1 2016.