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Main Street Capital

126 hedge funds and large institutions have $384M invested in Main Street Capital in 2015 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 52 increasing their positions, 38 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 38

2.23% more ownership

Funds ownership: 26.45%28.68% (+2.2%)

5% less funds holding

Funds holding: 132126 (-6)

9% less capital invested

Capital invested by funds: $421M → $384M (-$36.3M)

25% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 20

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

44% less call options, than puts

Call options by funds: $1.75M | Put options by funds: $3.12M

Holders
126
Holders Change
-6
Holders Change %
-4.55%
% of All Funds
3.52%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.11%
New
15
Increased
52
Reduced
38
Closed
20
Calls
$1.75M
Puts
$3.12M
Net Calls
-$1.36M
Net Calls Change
+$633K
Name Holding Trade Value Shares
Change
Change in
Stake
Goldman Sachs
76
Goldman Sachs
New York
$458K +$143K +4,830 +39%
CAN
77
Cetera Advisor Networks
California
$413K -$1.12M -38,029 -71%
WS
78
Wedbush Securities
California
$393K +$178K +6,018 +69%
TG
79
TCW Group
California
$379K
RIA
80
Regal Investment Advisors
Michigan
$366K -$16.5K -558 -4%
Susquehanna International Group
81
Susquehanna International Group
Pennsylvania
$347K +$175K +5,934 +84%
Bank of America
82
Bank of America
North Carolina
$346K -$216K -7,315 -36%
MFS
83
MSI Financial Services
Massachusetts
$346K +$31.9K +1,078 +9%
ASN
84
Advisory Services Network
Georgia
$345K +$383K +12,941 New
Janney Montgomery Scott
85
Janney Montgomery Scott
Pennsylvania
$324K +$17.7K +599 +5%
SI
86
SII Investments
Wisconsin
$320K +$43.1K +1,457 +14%
Victory Capital Management
87
Victory Capital Management
Texas
$315K +$102K +3,441 +41%
SPC
88
Sigma Planning Corp
Michigan
$298K -$25.6K -866 -7%
SWM
89
Segment Wealth Management
Texas
$295K
SWP
90
Stratos Wealth Partners
Ohio
$289K +$25.1K +850 +9%
PG
91
PEAK6 Group
Illinois
$288K +$319K +10,805 New
CPIG
92
Chicago Partners Investment Group
Illinois
$281K +$325 +11 +0.1%
US Bancorp
93
US Bancorp
Minnesota
$276K +$22.6K +763 +8%
PAG
94
Private Advisor Group
New Jersey
$271K -$23.1K -782 -7%
JPTCCM
95
J.P. Turner & Co Capital Management
Georgia
$259K +$26K +878 +10%
C
96
CFO4Life
Texas
$247K -$130K -4,397 -32%
AIG
97
American International Group
New York
$246K -$65.9K -2,228 -19%
ICAS
98
Investors Capital Advisory Services
Massachusetts
$245K +$51.1K +1,729 +23%
Envestnet Asset Management
99
Envestnet Asset Management
Illinois
$244K +$271K +9,157 New
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
$242K +$89 +3 +0%

MAIN Hedge Fund Activity: Q3 2015 in Review

126 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2015, worth a combined $384M — down 8.6% from $421M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of MAIN and 15 opened new positions — a net loss of 5 holders — while 38 trimmed existing stakes and 52 added.

The largest buyer was Burgundy Asset Management, adding an estimated $23.7M. The largest seller was UBS Group, cutting an estimated $4.5M.

  • 126 institutional investors held Main Street Capital (MAIN) as of Q3 2015, down from 132 in Q2 2015.
  • Funds reported $384M of Main Street Capital stock for Q3 2015, down 8.6% quarter-over-quarter.
  • 15 funds opened new Main Street Capital positions in Q3 2015 and 20 closed out, a net change of -5 holders.
  • The largest Main Street Capital buyer in Q3 2015 was Burgundy Asset Management, an estimated $23.7M added.
  • The largest Main Street Capital seller in Q3 2015 was UBS Group, an estimated $4.5M sold.

Based on aggregated 13F filings for Q3 2015.