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Main Street Capital

124 hedge funds and large institutions have $370M invested in Main Street Capital in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 49 increasing their positions, 36 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

36% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 36

33% more funds holding in top 10

Funds holding in top 10: 34 (+1)

15% more call options, than puts

Call options by funds: $2.16M | Put options by funds: $1.88M

15% more capital invested

Capital invested by funds: $323M → $370M (+$46.8M)

6% more funds holding

Funds holding: 117124 (+7)

1.3% more ownership

Funds ownership: 27.23%28.53% (+1.3%)

Holders
124
Holders Change
+7
Holders Change %
+5.98%
% of All Funds
3.6%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
18
Increased
49
Reduced
36
Closed
11
Calls
$2.16M
Puts
$1.88M
Net Calls
+$278K
Net Calls Change
-$1.89M
Name Holding Trade Value Shares
Change
Change in
Stake
FWM
76
Focused Wealth Management
New York
$511K +$55.9K +1,791 +13%
WSCM
77
Wellington Shields Capital Management
New York
$503K +$175K +5,600 +57%
Commonwealth Equity Services
78
Commonwealth Equity Services
Massachusetts
$500K +$107K +3,423 +29%
UBS AM
79
UBS AM
Illinois
$405K +$25K +800 +7%
ACM
80
Ativo Capital Management
Illinois
$385K +$94 +3 +0%
PMG
81
ProVise Management Group
Florida
$381K -$4.71K -151 -1%
Bank of America
82
Bank of America
North Carolina
$369K +$230K +7,382 +188%
MFS
83
MSI Financial Services
Massachusetts
$352K +$60.8K +1,950 +22%
TRCT
84
Tower Research Capital (TRC)
New York
$344K +$166K +5,322 +102%
Principal Financial Group
85
Principal Financial Group
Iowa
$327K -$45.6K -1,463 -13%
WMSA
86
Weiss Multi-Strategy Advisers
New York
$324K +$81.2K +2,602 +36%
GMIM
87
General Motors Investment Management
New York
$307K
GCP
88
GSA Capital Partners
United Kingdom
$291K +$278K +8,900 New
Janney Montgomery Scott
89
Janney Montgomery Scott
Pennsylvania
$284K -$15.6K -500 -5%
GT
90
Glenmede Trust
Pennsylvania
$236K +$195K +6,244 +624%
CA
91
Callahan Advisors
Texas
$233K +$3.18K +102 +1%
Cambridge Investment Research Advisors
92
Cambridge Investment Research Advisors
Iowa
$221K -$5.18K -166 -2%
PAG
93
Private Advisor Group
New Jersey
$213K +$204K +6,525 New
SI
94
SII Investments
Wisconsin
$201K +$189K +6,051 New
Creative Planning
95
Creative Planning
Kansas
$182K -$78.1K -2,504 -31%
PAM
96
Panagora Asset Management
Massachusetts
$95K +$90.6K +2,905 New
Bank of Montreal
97
Bank of Montreal
Ontario, Canada
$75K
Barclays
98
Barclays
United Kingdom
$74K -$255K -8,161 -78%
WCM
99
Windsor Capital Management
Arizona
$70K +$66.9K +2,143 New
FMT
100
First Mercantile Trust
Tennessee
$65K -$1.28K -41 -2%

MAIN Hedge Fund Activity: Q4 2013 in Review

124 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2013, worth a combined $370M — up 15% from $323M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new MAIN positions and 11 closed out — a net gain of 7 holders — while 49 added to existing stakes and 36 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $5.34M. The largest seller was Guggenheim Capital, cutting an estimated $3.33M.

  • 124 institutional investors held Main Street Capital (MAIN) as of Q4 2013, up from 117 in Q3 2013.
  • Funds reported $370M of Main Street Capital stock for Q4 2013, up 15% quarter-over-quarter.
  • 18 funds opened new Main Street Capital positions in Q4 2013 and 11 closed out, a net change of +7 holders.
  • The largest Main Street Capital buyer in Q4 2013 was T. Rowe Price Associates, an estimated $5.34M added.
  • The largest Main Street Capital seller in Q4 2013 was Guggenheim Capital, an estimated $3.33M sold.

Based on aggregated 13F filings for Q4 2013.