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Main Street Capital
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Overview Fund Activity

124 hedge funds and large institutions have $370M invested in Main Street Capital in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 49 increasing their positions, 36 reducing their positions, and 11 closing their positions.

Holders
124
Holders Change
+7
Holders Change %
+5.98%
% of All Funds
3.6%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
18
Increased
49
Reduced
36
Closed
11
Calls
$2.16M
Puts
$1.88M
Net Calls
+$278K
Net Calls Change
-$1.89M

Top Buyers

1
T. Rowe Price Associates
1
T. Rowe Price Associates
Maryland
$5.89M
2
U
2
UBS
Switzerland
$19.5M
3
Susquehanna International Group
3
Susquehanna International Group
Pennsylvania
$1.8M
4
Macquarie Group
4
Macquarie Group
Australia
$26.1M
5
BC
5
Barnett & Company
Tennessee
$1.06M

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$818K
2
Invesco
2
Invesco
Georgia
$4.18M
3
Morgan Stanley
3
Morgan Stanley
New York
$5.38M
4
BFA
4
BlackRock Fund Advisors
California
$32M
5
D.E. Shaw & Co
5
D.E. Shaw & Co
New York
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
FWM
76
Focused Wealth Management
New York
$511K +$58.5K +1,791 +13%
WSCM
77
Wellington Shields Capital Management
New York
$503K +$183K +5,600 +57%
Commonwealth Equity Services
78
Commonwealth Equity Services
Massachusetts
$500K +$112K +3,423 +29%
UBS AM
79
UBS AM
Illinois
$405K +$26.1K +800 +7%
ACM
80
Ativo Capital Management
Illinois
$385K +$98 +3 +0%
PMG
81
ProVise Management Group
Florida
$381K -$4.94K -151 -1%
Bank of America
82
Bank of America
North Carolina
$369K +$241K +7,382 +188%
MFS
83
MSI Financial Services
Massachusetts
$352K +$63.8K +1,950 +22%
TRCT
84
Tower Research Capital (TRC)
New York
$344K +$174K +5,322 +102%
Principal Financial Group
85
Principal Financial Group
Iowa
$327K -$47.8K -1,463 -13%
WMSA
86
Weiss Multi-Strategy Advisers
New York
$324K +$84.9K +2,602 +36%
GMIM
87
General Motors Investment Management
New York
$307K – – –
GCP
88
GSA Capital Partners
United Kingdom
$291K +$291K +8,900 New
Janney Montgomery Scott
89
Janney Montgomery Scott
Pennsylvania
$284K -$16.3K -500 -5%
GT
90
Glenmede Trust
Pennsylvania
$236K +$203K +6,244 +624%
CA
91
Callahan Advisors
Texas
$233K +$3.33K +102 +1%
Cambridge Investment Research Advisors
92
Cambridge Investment Research Advisors
Iowa
$221K -$5.42K -166 -2%
PAG
93
Private Advisor Group
New Jersey
$213K +$213K +6,525 New
SI
94
SII Investments
Wisconsin
$201K +$201K +6,051 New
Creative Planning
95
Creative Planning
Kansas
$182K -$82.1K -2,504 -31%
PAM
96
Panagora Asset Management
Massachusetts
$95K +$95K +2,905 New
Bank of Montreal
97
Bank of Montreal
Ontario, Canada
$75K – – –
Barclays
98
Barclays
United Kingdom
$74K -$261K -8,161 -78%
WCM
99
Windsor Capital Management
Arizona
$70K +$70K +2,143 New
FMT
100
First Mercantile Trust
Tennessee
$65K -$1.35K -41 -2%
2 3
4
5 6