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Main Street Capital

126 hedge funds and large institutions have $384M invested in Main Street Capital in 2015 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 52 increasing their positions, 38 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

37% more repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 38

2.23% more ownership

Funds ownership: 26.45%28.68% (+2.2%)

5% less funds holding

Funds holding: 132126 (-6)

9% less capital invested

Capital invested by funds: $421M → $384M (-$36.3M)

25% less first-time investments, than exits

New positions opened: 15 | Existing positions closed: 20

43% less funds holding in top 10

Funds holding in top 10: 74 (-3)

44% less call options, than puts

Call options by funds: $1.75M | Put options by funds: $3.12M

Holders
126
Holders Change
-6
Holders Change %
-4.55%
% of All Funds
3.52%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.11%
New
15
Increased
52
Reduced
38
Closed
20
Calls
$1.75M
Puts
$3.12M
Net Calls
-$1.36M
Net Calls Change
+$633K
Name Holding Trade Value Shares
Change
Change in
Stake
Citigroup
51
Citigroup
New York
$974K +$66.9K +2,262 +7%
Luther King Capital Management (LKCM)
52
Luther King Capital Management (LKCM)
Texas
$965K
HB
53
Homrich & Berg
Georgia
$950K +$16.6K +563 +2%
LTFS
54
Ladenburg Thalmann Financial Services
Florida
$949K +$81K +2,739 +8%
WSCM
55
Wellington Shields Capital Management
New York
$842K +$35.5K +1,200 +4%
OIA
56
Optimum Investment Advisors
Illinois
$837K +$929K +31,405 New
ERSOT
57
Employees Retirement System of Texas
Texas
$835K
CG
58
Clinton Group
New York
$830K +$920K +31,118 New
AR
59
Advisory Research
Illinois
$811K +$39.5K +1,335 +5%
Ameriprise
60
Ameriprise
Minnesota
$786K +$398K +13,474 +83%
SMDAM
61
Sumitomo Mitsui DS Asset Management
Japan
$770K
FWM
62
Frontier Wealth Management
Missouri
$719K +$14.2K +480 +2%
HFS
63
HL Financial Services
Kentucky
$697K -$24.6K -833 -3%
BF
64
BOK Financial
Oklahoma
$693K
BRWM
65
B. Riley Wealth Management
Tennessee
$675K -$81K -2,741 -10%
AWM
66
AllSquare Wealth Management
New York
$668K -$37K -1,250 -5%
CIBC World Market
67
CIBC World Market
Ontario, Canada
$633K -$190K -6,414 -21%
VFS
68
VSR Financial Services
Kansas
$625K +$238K +8,053 +52%
JC
69
JBF Capital
Colorado
$597K
CAM
70
Cypress Asset Management
Texas
$556K -$34.7K -1,175 -5%
MCM
71
McKinley Capital Management
Alaska
$554K -$54.4K -1,841 -8%
OA
72
Oxbow Advisors
Texas
$504K +$147K +4,970 +36%
BTS
73
BB&T Securities
Virginia
$494K -$9.28K -314 -2%
FWM
74
Focused Wealth Management
New York
$491K -$20.9K -706 -4%
Creative Planning
75
Creative Planning
Kansas
$474K +$525K +17,769 New

MAIN Hedge Fund Activity: Q3 2015 in Review

126 of the 3,582 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q3 2015, worth a combined $384M — down 8.6% from $421M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of MAIN and 15 opened new positions — a net loss of 5 holders — while 38 trimmed existing stakes and 52 added.

The largest buyer was Burgundy Asset Management, adding an estimated $23.7M. The largest seller was UBS Group, cutting an estimated $4.5M.

  • 126 institutional investors held Main Street Capital (MAIN) as of Q3 2015, down from 132 in Q2 2015.
  • Funds reported $384M of Main Street Capital stock for Q3 2015, down 8.6% quarter-over-quarter.
  • 15 funds opened new Main Street Capital positions in Q3 2015 and 20 closed out, a net change of -5 holders.
  • The largest Main Street Capital buyer in Q3 2015 was Burgundy Asset Management, an estimated $23.7M added.
  • The largest Main Street Capital seller in Q3 2015 was UBS Group, an estimated $4.5M sold.

Based on aggregated 13F filings for Q3 2015.