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Main Street Capital
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Overview Fund Activity

126 hedge funds and large institutions have $384M invested in Main Street Capital in 2015 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 52 increasing their positions, 38 reducing their positions, and 20 closing their positions.

Holders
126
Holders Change
-6
Holders Change %
-4.55%
% of All Funds
3.52%
Holding in Top 10
4
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-42.86%
% of All Funds
0.11%
New
15
Increased
52
Reduced
38
Closed
20
Calls
$1.75M
Puts
$3.12M
Net Calls
-$1.37M
Net Calls Change
+$633K

Top Buyers

1
BAM
1
Burgundy Asset Management
Ontario, Canada
$63.6M
2
PSI
2
Pinnacle Summer Investments
Virginia
$47.3M
3
T. Rowe Price Associates
3
T. Rowe Price Associates
Maryland
$27.6M
4
Morgan Stanley
4
Morgan Stanley
New York
$10.3M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$1.72M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$21.9M
2
Allianz Asset Management
2
Allianz Asset Management
Germany
$0
3
Robeco Institutional Asset Management
3
Robeco Institutional Asset Management
Netherlands
$5.64M
4
YMRC
4
Yorktown Management & Research Company
Virginia
$5.47M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
Citigroup
51
Citigroup
New York
$974K +$60.3K +2,262 +7%
Luther King Capital Management (LKCM)
52
Luther King Capital Management (LKCM)
Texas
$965K – – –
HB
53
Homrich & Berg
Georgia
$950K +$15K +563 +2%
LTFS
54
Ladenburg Thalmann Financial Services
Florida
$949K +$73K +2,739 +8%
WSCM
55
Wellington Shields Capital Management
New York
$842K +$32K +1,200 +4%
OIA
56
Optimum Investment Advisors
Illinois
$837K +$837K +31,405 New
ERSOT
57
Employees Retirement System of Texas
Texas
$835K – – –
CG
58
Clinton Group
New York
$830K +$830K +31,118 New
AR
59
Advisory Research
Illinois
$811K +$35.6K +1,335 +5%
Ameriprise
60
Ameriprise
Minnesota
$786K +$357K +13,474 +83%
SMDAM
61
Sumitomo Mitsui DS Asset Management
Japan
$770K – – –
FWM
62
Frontier Wealth Management
Missouri
$719K +$12.8K +480 +2%
HFS
63
HL Financial Services
Kentucky
$697K -$22.2K -833 -3%
BF
64
BOK Financial
Oklahoma
$693K – – –
BRWM
65
B. Riley Wealth Management
Tennessee
$675K -$73.1K -2,741 -10%
AWM
66
AllSquare Wealth Management
New York
$668K -$33.3K -1,250 -5%
CIBC World Market
67
CIBC World Market
Ontario, Canada
$633K -$171K -6,414 -21%
VFS
68
VSR Financial Services
Kansas
$625K +$215K +8,053 +52%
JC
69
JBF Capital
Colorado
$597K – – –
CAM
70
Cypress Asset Management
Texas
$556K -$31.3K -1,175 -5%
MCM
71
McKinley Capital Management
Alaska
$554K -$49.1K -1,841 -8%
OA
72
Oxbow Advisors
Texas
$504K +$133K +4,970 +36%
BTS
73
BB&T Securities
Virginia
$494K -$8.36K -314 -2%
FWM
74
Focused Wealth Management
New York
$491K -$18.8K -706 -4%
Creative Planning
75
Creative Planning
Kansas
$474K +$474K +17,769 New
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3
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