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Main Street Capital
MAIN

135 hedge funds and large institutions have $437M invested in Main Street Capital in 2015 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 49 increasing their positions, 40 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

75% more funds holding in top 10

Funds holding in top 10: 4 → 7 (+3)

63% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 16

23% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 40

14% more capital invested

Capital invested by funds: $384M → $437M (+$53.1M)

7% more funds holding

Funds holding: 126 → 135 (+9)

1.32% more ownership

Funds ownership: 28.68% → 30% (+1.3%)

82% less call options, than puts

Call options by funds: $2.08M | Put options by funds: $11.8M

Holders
135
Holders Change
+9
Holders Change %
+7.14%
% of All Funds
3.54%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
26
Increased
49
Reduced
40
Closed
16
Calls
$2.08M
Puts
$11.8M
Net Calls
-$9.73M
Net Calls Change
-$8.37M

Top Buyers

1
PSI
Pinnacle Summer Investments
Virginia
+$23.2M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
+$6.19M
3
Deutsche Bank
Deutsche Bank
Germany
+$2.26M
4
YMRC
Yorktown Management & Research Company
Virginia
+$1.95M
5
LPL Financial
LPL Financial
California
+$1.91M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$9.95M
2
CIP
Chartwell Investment Partners
Pennsylvania
-$2.97M
3
Wells Fargo
Wells Fargo
California
-$2.51M
4
SAM
Shell Asset Management
Netherlands
-$2.26M
5
HighTower Advisors
HighTower Advisors
Illinois
-$2.02M
Name Holding Trade Value Shares
Change 		Change in
Stake
MHI
26
Miller Howard Investments
New York
$3.83M – – –
LPL Financial
27
LPL Financial
California
$3.75M +$1.91M +63,659 +102%
KFA
28
Kelleher Financial Advisors
New York
$3.73M – – –
CIM
29
Confluence Investment Management
Missouri
$3.69M +$23.7K +790 +0.6%
UBS AM
30
UBS AM
Illinois
$3.47M -$646K -21,506 -15%
RJA
31
Raymond James & Associates
Florida
$3.17M -$111K -3,698 -3%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$3.15M -$135K -4,500 -4%
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$3.13M +$30K +1,000 +0.9%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$3.08M +$648K +21,584 +26%
GC
35
Guggenheim Capital
Illinois
$2.89M -$507K -16,881 -15%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$2.57M -$135K -4,504 -5%
Legal & General Group
37
Legal & General Group
United Kingdom
$2.28M +$364K +12,112 +18%
IA
38
Icon Advisers
Colorado
$2.02M +$454K +15,100 +28%
CCM
39
Carlson Capital Management
Minnesota
$1.9M – – –
Citadel Advisors
40
Citadel Advisors
Florida
$1.76M +$524K +17,447 +41%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$1.76M +$745K +24,802 +70%
BC
42
Barnett & Company
Tennessee
$1.71M -$40.4K -1,346 -2%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$1.7M +$622K +20,719 +55%
AIS
44
Accurate Investment Solutions
Pennsylvania
$1.56M +$1.61M +53,547 New
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$1.41M +$1.07M +35,600 +274%
HPIA
46
Hamilton Point Investment Advisors
North Carolina
$1.28M +$127K +4,212 +11%
Bank of Nova Scotia
47
Bank of Nova Scotia
Ontario, Canada
$1.19M +$1.23M +41,000 New
Goldman Sachs
48
Goldman Sachs
New York
$1.09M +$612K +20,366 +119%
Luther King Capital Management (LKCM)
49
Luther King Capital Management (LKCM)
Texas
$1.05M – – –
ACS
50
Archford Capital Strategies
Illinois
$1.03M +$1.06M +35,241 New
1
2
3 4 5

MAIN Hedge Fund Activity: Q4 2015 in Review

135 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2015, worth a combined $437M — up 14% from $384M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new MAIN positions and 16 closed out — a net gain of 10 holders — while 49 added to existing stakes and 40 trimmed.

The largest buyer was Pinnacle Summer Investments, adding an estimated $23.2M. The largest seller was UBS Group, cutting an estimated $9.95M.

  • 135 institutional investors held Main Street Capital (MAIN) as of Q4 2015, up from 126 in Q3 2015.
  • Funds reported $437M of Main Street Capital stock for Q4 2015, up 14% quarter-over-quarter.
  • 26 funds opened new Main Street Capital positions in Q4 2015 and 16 closed out, a net change of +10 holders.
  • The largest Main Street Capital buyer in Q4 2015 was Pinnacle Summer Investments, an estimated $23.2M added.
  • The largest Main Street Capital seller in Q4 2015 was UBS Group, an estimated $9.95M sold.

Based on aggregated 13F filings for Q4 2015.