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Main Street Capital
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Overview Fund Activity

135 hedge funds and large institutions have $437M invested in Main Street Capital in 2015 Q4 according to their latest regulatory filings, with 26 funds opening new positions, 49 increasing their positions, 40 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
135
Holders Change
+9
Holders Change %
+7.14%
% of All Funds
3.55%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.18%
New
26
Increased
49
Reduced
40
Closed
16
Calls
$2.08M
Puts
$11.8M
Net Calls
-$9.73M
Net Calls Change
-$8.37M

Top Buyers

1
PSI
Pinnacle Summer Investments
Virginia
$72.1M
2
Bank of Montreal
Bank of Montreal
Ontario, Canada
$7.31M
3
Deutsche Bank
Deutsche Bank
Germany
$7.93M
4
YMRC
Yorktown Management & Research Company
Virginia
$7.85M
5
LPL Financial
LPL Financial
California
$3.75M

Top Sellers

1
UBS Group
UBS Group
Switzerland
$14.3M
2
CIP
Chartwell Investment Partners
Pennsylvania
$0
3
Wells Fargo
Wells Fargo
California
$4.38M
4
SAM
Shell Asset Management
Netherlands
$0
5
HighTower Advisors
HighTower Advisors
Illinois
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
MHI
26
Miller Howard Investments
New York
$3.83M – – –
LPL Financial
27
LPL Financial
California
$3.75M +$1.89M +63,659 +102%
KFA
28
Kelleher Financial Advisors
New York
$3.73M – – –
CIM
29
Confluence Investment Management
Missouri
$3.69M +$23K +790 +0.6%
UBS AM
30
UBS AM
Illinois
$3.47M -$625K -21,506 -15%
RJA
31
Raymond James & Associates
Florida
$3.17M -$108K -3,698 -3%
Baird Financial Group
32
Baird Financial Group
Wisconsin
$3.15M -$131K -4,500 -4%
California Public Employees Retirement System
33
California Public Employees Retirement System
California
$3.13M +$29.1K +1,000 +0.9%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$3.08M +$628K +21,584 +26%
GC
35
Guggenheim Capital
Illinois
$2.89M -$491K -16,881 -15%
Commonwealth Equity Services
36
Commonwealth Equity Services
Massachusetts
$2.57M -$131K -4,504 -5%
Legal & General Group
37
Legal & General Group
United Kingdom
$2.28M +$352K +12,112 +18%
IA
38
Icon Advisers
Colorado
$2.02M +$439K +15,100 +28%
CCM
39
Carlson Capital Management
Minnesota
$1.9M – – –
Citadel Advisors
40
Citadel Advisors
Florida
$1.76M +$507K +17,447 +41%
LTFS
41
Ladenburg Thalmann Financial Services
Florida
$1.76M +$722K +24,802 +70%
BC
42
Barnett & Company
Tennessee
$1.71M -$39.1K -1,346 -2%
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$1.7M +$602K +20,719 +55%
AIS
44
Accurate Investment Solutions
Pennsylvania
$1.56M +$1.56M +53,547 New
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$1.41M +$1.04M +35,600 +274%
HPIA
46
Hamilton Point Investment Advisors
North Carolina
$1.29M +$123K +4,212 +11%
Bank of Nova Scotia
47
Bank of Nova Scotia
Ontario, Canada
$1.19M +$1.19M +41,000 New
Goldman Sachs
48
Goldman Sachs
New York
$1.09M +$592K +20,366 +119%
Luther King Capital Management (LKCM)
49
Luther King Capital Management (LKCM)
Texas
$1.05M – – –
ACS
50
Archford Capital Strategies
Illinois
$1.03M +$1.03M +35,241 New
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