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Main Street Capital
MAIN

124 hedge funds and large institutions have $370M invested in Main Street Capital in 2013 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 49 increasing their positions, 36 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

64% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 11

36% more repeat investments, than reductions

Existing positions increased: 49 | Existing positions reduced: 36

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

15% more call options, than puts

Call options by funds: $2.16M | Put options by funds: $1.88M

15% more capital invested

Capital invested by funds: $323M → $370M (+$46.8M)

6% more funds holding

Funds holding: 117 → 124 (+7)

1.3% more ownership

Funds ownership: 27.23% → 28.53% (+1.3%)

Holders
124
Holders Change
+7
Holders Change %
+5.98%
% of All Funds
3.6%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.12%
New
18
Increased
49
Reduced
36
Closed
11
Calls
$2.16M
Puts
$1.88M
Net Calls
+$278K
Net Calls Change
-$1.89M

Top Buyers

1
T. Rowe Price Associates
T. Rowe Price Associates
Maryland
+$5.34M
2
U
UBS
Switzerland
+$3.6M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$1.72M
4
Macquarie Group
Macquarie Group
Australia
+$1.06M
5
BC
Barnett & Company
Tennessee
+$1.01M

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$3.33M
2
Invesco
Invesco
Georgia
-$1.24M
3
Morgan Stanley
Morgan Stanley
New York
-$1.22M
4
BFA
BlackRock Fund Advisors
California
-$1.19M
5
D.E. Shaw & Co
D.E. Shaw & Co
New York
-$1.1M
Name Holding Trade Value Shares
Change 		Change in
Stake
AAM
26
Advisors Asset Management
Colorado
$3.6M -$818K -26,229 -19%
CIM
27
Confluence Investment Management
Missouri
$2.48M -$571K -18,300 -19%
Allianz Asset Management
28
Allianz Asset Management
Germany
$2.35M +$505K +16,179 +29%
California State Teachers Retirement System (CalSTRS)
29
California State Teachers Retirement System (CalSTRS)
California
$2.31M +$15.6K +500 +0.7%
SAM
30
Shell Asset Management
Netherlands
$2.22M +$343K +10,989 +19%
CCM
31
Carlson Capital Management
Minnesota
$2.14M – – –
Deutsche Bank
32
Deutsche Bank
Germany
$2.1M +$168K +5,388 +9%
AllianceBernstein
33
AllianceBernstein
Tennessee
$2.05M – – –
TA
34
Teachers Advisors
New York
$2.05M +$43.4K +1,390 +2%
LPL Financial
35
LPL Financial
California
$1.99M +$481K +15,405 +34%
Fiera Capital (Canada)
36
Fiera Capital (Canada)
Quebec, Canada
$1.96M +$474K +15,200 +34%
Charles Schwab
37
Charles Schwab
California
$1.82M – – –
Susquehanna International Group
38
Susquehanna International Group
Pennsylvania
$1.8M +$1.72M +55,004 New
RhumbLine Advisers
39
RhumbLine Advisers
Massachusetts
$1.74M -$17.8K -572 -1%
Goldman Sachs
40
Goldman Sachs
New York
$1.65M +$231K +7,389 +17%
CAN
41
Cetera Advisor Networks
California
$1.58M +$115K +3,680 +8%
FIM
42
Friedberg Investment Management
Texas
$1.57M – – –
AIG
43
American International Group
New York
$1.5M +$100K +3,211 +8%
VanEck Associates
44
VanEck Associates
New York
$1.32M +$138K +4,431 +12%
VKH
45
Virtu KCG Holdings
New York
$1.24M +$950K +30,458 +402%
SAM
46
Sequent Asset Management
Texas
$1.23M +$28.1K +900 +2%
EM
47
EnTrustPermal Management
New York
$1.21M +$169K +5,429 +17%
TMC
48
Trellus Management Company
Florida
$1.14M -$468K -15,000 -30%
MCM
49
McKinley Capital Management
Alaska
$1.12M -$12.3K -393 -1%
HB
50
Homrich & Berg
Georgia
$1.07M +$16.4K +526 +2%
1
2
3 4 5

MAIN Hedge Fund Activity: Q4 2013 in Review

124 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Main Street Capital (MAIN) for Q4 2013, worth a combined $370M — up 15% from $323M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new MAIN positions and 11 closed out — a net gain of 7 holders — while 49 added to existing stakes and 36 trimmed.

The largest buyer was T. Rowe Price Associates, adding an estimated $5.34M. The largest seller was Guggenheim Capital, cutting an estimated $3.33M.

  • 124 institutional investors held Main Street Capital (MAIN) as of Q4 2013, up from 117 in Q3 2013.
  • Funds reported $370M of Main Street Capital stock for Q4 2013, up 15% quarter-over-quarter.
  • 18 funds opened new Main Street Capital positions in Q4 2013 and 11 closed out, a net change of +7 holders.
  • The largest Main Street Capital buyer in Q4 2013 was T. Rowe Price Associates, an estimated $5.34M added.
  • The largest Main Street Capital seller in Q4 2013 was Guggenheim Capital, an estimated $3.33M sold.

Based on aggregated 13F filings for Q4 2013.