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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

269 hedge funds and large institutions have $2.66B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2019 Q4 according to their latest regulatory filings, with 65 funds opening new positions, 127 increasing their positions, 53 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

210% more first-time investments, than exits

New positions opened: 65 | Existing positions closed: 21

140% more repeat investments, than reductions

Existing positions increased: 127 | Existing positions reduced: 53

60% more funds holding in top 10

Funds holding in top 10: 1524 (+9)

16% more funds holding

Funds holding: 231269 (+38)

16% more capital invested

Capital invested by funds: $2.3B → $2.66B (+$364M)

1.47% more ownership

Funds ownership: 65.73%67.19% (+1.5%)

Holders
269
Holders Change
+38
Holders Change %
+16.45%
% of All Funds
5.3%
Holding in Top 10
24
Holding in Top 10 Change
+9
Holding in Top 10 Change %
+60%
% of All Funds
0.47%
New
65
Increased
127
Reduced
53
Closed
21
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AF
201
Allworth Financial
California
$451K +$47.2K +909 +12%
OA
202
Oxbow Advisors
Texas
$444K
HIM
203
Hanlon Investment Management
New Jersey
$438K +$10.6K +205 +2%
ASN
204
Advisory Services Network
Georgia
$419K +$90.7K +1,748 +28%
TFS
205
TrustCore Financial Services
Tennessee
$416K -$18.2K -350 -4%
VCM
206
Virtue Capital Management
Tennessee
$405K +$406K +7,826 New
LAS
207
Lloyd Advisory Services
Georgia
$399K +$400K +7,708 New
SAM
208
Secure Asset Management
Michigan
$381K +$382K +7,353 New
HIS
209
Harvest Investment Services
Illinois
$363K +$17.8K +343 +5%
RJT
210
Raymond James Trust
Florida
$346K +$80K +1,541 +30%
ACA
211
Aptus Capital Advisors
Alabama
$344K
MCCP
212
Mission Creek Capital Partners
California
$343K +$343K +6,613 New
TW
213
Towerpoint Wealth
California
$342K -$20K -386 -6%
GCA
214
Genesee Capital Advisors
New York
$325K +$1.87K +36 +0.6%
JWCA
215
J.W. Cole Advisors
Florida
$322K +$322K +6,210 New
TC
216
TownSquare Capital
Utah
$321K +$102K +1,965 +46%
PA
217
PFG Advisors
Arizona
$298K -$1.25K -24 -0.4%
LWS
218
Lucia Wealth Services
California
$294K +$294K +5,669 New
WWM
219
WT Wealth Management
Arizona
$271K +$272K +5,245 New
IAP
220
Indie Asset Partners
Indiana
$267K +$267K +5,150 New
CCG
221
Chatham Capital Group
Georgia
$254K
AWMS
222
Advocacy Wealth Management Services
Georgia
$247K -$1.68M -32,319 -87%
ECA
223
Elevated Capital Advisors
Utah
$240K +$240K +4,634 New
NWS
224
Newport Wealth Strategies
California
$237K +$237K +4,560 New
BFA
225
Beacon Financial Advisory
Ohio
$236K +$237K +4,558 New

LMBS Hedge Fund Activity: Q4 2019 in Review

269 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q4 2019, worth a combined $2.66B — up 16% from $2.3B a quarter earlier.

Buyers outnumbered sellers: 65 funds opened new LMBS positions and 21 closed out — a net gain of 44 holders — while 127 added to existing stakes and 53 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $94.5M. The largest seller was UBS Group, cutting an estimated $22.6M.

  • 269 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q4 2019, up from 231 in Q3 2019.
  • Funds reported $2.66B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q4 2019, up 16% quarter-over-quarter.
  • 65 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q4 2019 and 21 closed out, a net change of +44 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q4 2019 was Morgan Stanley, an estimated $94.5M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q4 2019 was UBS Group, an estimated $22.6M sold.

Based on aggregated 13F filings for Q4 2019.