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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

145 hedge funds and large institutions have $1.01B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2018 Q3 according to their latest regulatory filings, with 25 funds opening new positions, 76 increasing their positions, 27 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

317% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 6

181% more repeat investments, than reductions

Existing positions increased: 76 | Existing positions reduced: 27

75% more funds holding in top 10

Funds holding in top 10: 47 (+3)

17% more capital invested

Capital invested by funds: $864M → $1.01B (+$147M)

15% more funds holding

Funds holding: 126145 (+19)

2.06% less ownership

Funds ownership: 65.06%63.01% (-2.1%)

Holders
145
Holders Change
+19
Holders Change %
+15.08%
% of All Funds
3.32%
Holding in Top 10
7
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+75%
% of All Funds
0.16%
New
25
Increased
76
Reduced
27
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
DADC
51
D.A. Davidson & Co
Montana
$2.12M +$849K +16,601 +67%
FA
52
FMA Advisory
Pennsylvania
$2.05M +$126K +2,472 +7%
PAG
53
Pinnacle Advisory Group
Maryland
$1.8M -$457K -8,939 -20%
SS
54
Simplicity Solutions
Minnesota
$1.76M +$1.52M +29,730 +628%
Renaissance Technologies
55
Renaissance Technologies
New York
$1.71M +$982K +19,200 +134%
CSIC
56
Clifford Swan Investment Counsel
California
$1.57M +$1.1M +21,428 +230%
TCM
57
Telos Capital Management
California
$1.56M +$124K +2,419 +9%
BWM
58
BerganKDV Wealth Management
Minnesota
$1.52M +$84.6K +1,654 +6%
CPIG
59
Chicago Partners Investment Group
Illinois
$1.49M +$456K +8,927 +44%
WI
60
WBI Investments
New Jersey
$1.47M +$1.47M +28,766 New
APA
61
American Portfolios Advisors
New York
$1.45M +$9.46K +185 +0.7%
Cetera Investment Advisers
62
Cetera Investment Advisers
Illinois
$1.42M +$183K +3,585 +15%
NWM
63
Northwest Wealth Management
Iowa
$1.41M +$1.2M +23,447 +562%
WFG
64
Wills Financial Group
Virginia
$1.31M -$60K -1,173 -4%
FHB
65
First Hawaiian Bank
Hawaii
$1.31M +$1.31M +25,687 New
PFS
66
Prospera Financial Services
Texas
$1.29M -$709K -13,873 -35%
MI
67
Moneywise Inc
Virginia
$1.29M +$842K +16,470 +187%
BFEC
68
Benjamin F. Edwards & Company
Missouri
$1.19M +$83.7K +1,636 +8%
DC
69
Davenport & Co
Virginia
$1.15M +$218K +4,270 +23%
FAIM
70
Financial Advocates Investment Management
Washington
$1.13M +$109K +2,125 +11%
AI
71
Atria Investments
North Carolina
$1.07M +$385K +7,535 +56%
VA
72
Valmark Advisers
Ohio
$1.06M +$62K +1,213 +6%
AT
73
Arden Trust
Delaware
$1.04M +$1.04M +20,355 New
HFS
74
HL Financial Services
Kentucky
$1.01M -$20.1K -393 -2%
JP Morgan Chase
75
JP Morgan Chase
New York
$1M -$10.2K -200 -1%

LMBS Hedge Fund Activity: Q3 2018 in Review

145 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q3 2018, worth a combined $1.01B — up 17% from $864M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new LMBS positions and 6 closed out — a net gain of 19 holders — while 76 added to existing stakes and 27 trimmed.

The largest buyer was UBS Group, adding an estimated $22.8M. The largest seller was Cornerstone Wealth Management, cutting an estimated $1.52M.

  • 145 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q3 2018, up from 126 in Q2 2018.
  • Funds reported $1.01B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q3 2018, up 17% quarter-over-quarter.
  • 25 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q3 2018 and 6 closed out, a net change of +19 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q3 2018 was UBS Group, an estimated $22.8M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q3 2018 was Cornerstone Wealth Management, an estimated $1.52M sold.

Based on aggregated 13F filings for Q3 2018.