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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF

377 hedge funds and large institutions have $3.56B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2023 Q1 according to their latest regulatory filings, with 34 funds opening new positions, 128 increasing their positions, 181 reducing their positions, and 28 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 28

0.69% more ownership

Funds ownership: 75.39%76.09% (+0.69%)

1% less funds holding

Funds holding: 379377 (-2)

6% less funds holding in top 10

Funds holding in top 10: 3129 (-2)

29% less repeat investments, than reductions

Existing positions increased: 128 | Existing positions reduced: 181

31% less capital invested

Capital invested by funds: $5.15B → $3.56B (-$1.59B)

100% less call options, than puts

Call options by funds: $0 | Put options by funds: $5K

Holders
377
Holders Change
-2
Holders Change %
-0.53%
% of All Funds
6.01%
Holding in Top 10
29
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-6.45%
% of All Funds
0.46%
New
34
Increased
128
Reduced
181
Closed
28
Calls
Puts
$5K
Net Calls
-$5K
Net Calls Change
-$10K
Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$21.1M -$8.42M -175,963 -29%
CAG
27
Csenge Advisory Group
Florida
$20.9M +$2.44M +51,069 +13%
PAG
28
Private Advisor Group
New Jersey
$20M -$8.99M -187,795 -31%
IWA
29
Inspirion Wealth Advisors
Illinois
$18.9M +$1.92M +40,090 +11%
HighTower Advisors
30
HighTower Advisors
Illinois
$18.8M -$3.83M -79,995 -17%
WCFA
31
Walkner Condon Financial Advisors
Wisconsin
$18.1M +$293K +6,118 +2%
IA
32
IFP Advisors
Florida
$17.5M +$6.89M +143,899 +73%
NA
33
NewEdge Advisors
Louisiana
$17.1M -$3.56M -74,329 -17%
OWP
34
Obermeyer Wealth Partners
Colorado
$16.2M -$227K -4,751 -1%
CSIC
35
Clifford Swan Investment Counsel
California
$15.9M -$871K -18,190 -5%
LPT
36
Legacy Private Trust
Wisconsin
$14.9M +$1.92M +40,096 +15%
EFL
37
ERn Financial LLC
Wisconsin
$13.9M +$59K +1,233 +0.4%
TPW
38
TL Private Wealth
Texas
$13.9M +$118K +2,466 +0.9%
WFS
39
Weitzel Financial Services
Iowa
$13.4M +$821K +17,146 +7%
TCM
40
TD Capital Management
Tennessee
$13.3M +$423K +8,846 +3%
HCA
41
Heck Capital Advisors
Wisconsin
$13.3M +$1.38M +28,756 +12%
CCM
42
Condor Capital Management
New Jersey
$13.2M +$340K +7,112 +3%
Baird Financial Group
43
Baird Financial Group
Wisconsin
$13M -$8.17M -170,701 -39%
DWM
44
Darwin Wealth Management
Florida
$12.7M -$300K -6,273 -2%
KPWS
45
Kestra Private Wealth Services
Texas
$12.1M +$3.01M +62,914 +33%
HI
46
Harbour Investments
Wisconsin
$11.8M -$1.36M -28,373 -10%
SPC
47
Sigma Planning Corp
Michigan
$11.7M +$2.05M +42,877 +21%
PA
48
Prism Advisors
California
$11.3M +$428K +8,942 +4%
SWA
49
Stratos Wealth Advisors
Ohio
$10.9M +$307K +6,422 +3%
AAS
50
Ameritas Advisory Services
Nebraska
$10.9M -$1.47M -30,624 -12%

LMBS Hedge Fund Activity: Q1 2023 in Review

377 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) for Q1 2023, worth a combined $3.56B — down 31% from $5.15B a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new LMBS positions and 28 closed out — a net gain of 6 holders — while 128 added to existing stakes and 181 trimmed.

The largest buyer was Stephens Inc, adding an estimated $24.4M. The largest seller was Independent Financial Group, cutting an estimated $53.4M.

  • 377 institutional investors held First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF (LMBS) as of Q1 2023, down from 379 in Q4 2022.
  • Funds reported $3.56B of First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF stock for Q1 2023, down 31% quarter-over-quarter.
  • 34 funds opened new First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF positions in Q1 2023 and 28 closed out, a net change of +6 holders.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF buyer in Q1 2023 was Stephens Inc, an estimated $24.4M added.
  • The largest First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF seller in Q1 2023 was Independent Financial Group, an estimated $53.4M sold.

Based on aggregated 13F filings for Q1 2023.