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First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF
LMBS

Overview Fund Activity

308 hedge funds and large institutions have $4.48B invested in First Trust Exchange-Traded Fund IV First Trust Low Duration Opportunities ETF in 2020 Q3 according to their latest regulatory filings, with 26 funds opening new positions, 161 increasing their positions, 88 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
308
Holders Change
+6
Holders Change %
+1.99%
% of All Funds
6.23%
Holding in Top 10
33
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+6.45%
% of All Funds
0.67%
New
26
Increased
161
Reduced
88
Closed
19
Calls
–
Puts
$553K
Net Calls
-$553K
Net Calls Change
-$553K

Top Buyers

1
Morgan Stanley
1
Morgan Stanley
New York
$784M
2
LPL Financial
2
LPL Financial
California
$210M
3
Royal Bank of Canada
3
Royal Bank of Canada
Ontario, Canada
$103M
4
Wells Fargo
4
Wells Fargo
California
$358M
5
UBS Group
5
UBS Group
Switzerland
$202M

Top Sellers

1
RJFSA
1
Raymond James Financial Services Advisors
Florida
$108M
2
CCFM
2
Clear Creek Financial Management
Washington
$0
3
Cambridge Investment Research Advisors
3
Cambridge Investment Research Advisors
Iowa
$27.8M
4
MML Investors Services
4
MML Investors Services
Massachusetts
$11.3M
5
AWA
5
ARQ Wealth Advisors
Arizona
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
AWMS
301
Advocacy Wealth Management Services
Georgia
$6K – – –
FRA
302
Front Row Advisors
California
$6K – – –
TFS
303
TrustCore Financial Services
Tennessee
$3K -$154K -3,141 -98%
ME
304
McIlrath & Eck
Washington
$3K – – –
UWM
305
USAdvisors Wealth Management
Minnesota
$1.82K -$80 -1,555 -4%
MHR
306
Matthew Hamilton Rosenberg
$1K – – –
Koshinski Asset Management
307
Koshinski Asset Management
Illinois
$546 -$2 -40 -0.4%
FCA
308
FinTrust Capital Advisors
South Carolina
$183 – – –
CCFM
309
Clear Creek Financial Management
Washington
– -$16.3M -314,940 Closed
AWA
310
ARQ Wealth Advisors
Arizona
– -$6.62M -128,063 Closed
ACP
311
Aviance Capital Partners
Florida
– -$3.34M -64,563 Closed
RIA
312
Regal Investment Advisors
Michigan
– -$1.38M -26,602 Closed
HAS
313
HBW Advisory Services
California
– -$1.09M -21,038 Closed
NWP
314
Northstar Wealth Partners
Connecticut
– -$713K -13,806 Closed
EWM
315
EPG Wealth Management
Georgia
– -$677K -13,103 Closed
CRWM
316
Castle Rock Wealth Management
California
– -$649K -12,520 Closed
CWS
317
Cypress Wealth Services
California
– -$553K -10,700 Closed
HIM
318
Hanlon Investment Management
New Jersey
– -$335K -6,474 Closed
ECM
319
ETrade Capital Management
Virginia
– -$250K -4,835 Closed
SAM
320
Secure Asset Management
Michigan
– -$231K -4,479 Closed
FA
321
Faithward Advisors
Pennsylvania
– -$227K -4,395 Closed
BPA
322
Beacon Pointe Advisors
California
– -$202K -3,909 Closed
OPS
323
Orion Portfolio Solutions
Nebraska
– -$98K -1,900 Closed
VFA
324
Valeo Financial Advisors
Indiana
– -$41K -784 Closed
WR
325
Watson Rebecca
– -$8K -150 Closed
10 11 12
13
14