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PIMCO Enhanced Low Duration Active Exchange-Traded Fund

50 hedge funds and large institutions have $120M invested in PIMCO Enhanced Low Duration Active Exchange-Traded Fund in 2018 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 16 increasing their positions, 14 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

26% more capital invested

Capital invested by funds: $95.4M → $120M (+$24.7M)

14% more repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 14

6% more funds holding

Funds holding: 4750 (+3)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

7.65% less ownership

Funds ownership: 77.68%70.03% (-7.7%)

Holders
50
Holders Change
+3
Holders Change %
+6.38%
% of All Funds
1.14%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
9
Increased
16
Reduced
14
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CIR
26
Clear Investment Research
Georgia
$352K -$22.4K -225 -6%
MCM
27
Mainstay Capital Management
Michigan
$258K +$199K +1,994 +332%
MML Investors Services
28
MML Investors Services
Massachusetts
$254K -$3.88K -39 -2%
PPSG
29
Princeton Portfolio Strategies Group
New Jersey
$227K +$226K +2,275 New
FHC
30
First Heartland Consultants
Missouri
$222K +$222K +2,227 New
Carson Wealth (CWM LLC)
31
Carson Wealth (CWM LLC)
Nebraska
$199K
AA
32
Ancora Advisors
Ohio
$199K +$199K +2,000 New
PG
33
Proffitt & Goodson
Tennessee
$126K +$126K +1,263 New
JP Morgan Chase
34
JP Morgan Chase
New York
$114K -$1.29K -13 -1%
BWA
35
Burt Wealth Advisors
Maryland
$83K +$82.6K +830 New
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$79K +$44.8K +450 +132%
Citigroup
37
Citigroup
New York
$60K
WAP
38
Wealthcare Advisory Partners
Pennsylvania
$58K +$52.9K +531 +1,062%
TFS
39
TrustCore Financial Services
Tennessee
$22K +$199 +2 +0.9%
AAM
40
Advisors Asset Management
Colorado
$21K -$100 -1 -0.5%
APSP
41
Asset Planning Services (Pennsylvania)
Pennsylvania
$20K +$199 +2 +1%
SBL
42
Sargent Bickham Lagudis
Colorado
$10K
GWM
43
Geneos Wealth Management
Colorado
$9K +$4.48K +45 +82%
KF
44
Krilogy Financial
Missouri
$7K +$6.97K +70 New
ASN
45
Advisory Services Network
Georgia
$4K
BFEC
46
Benjamin F. Edwards & Company
Missouri
$4K
MIM
47
Macroview Investment Management
Maryland
$3K
PFGIA
48
Patriot Financial Group Insurance Agency
Massachusetts
$2K
GEA
49
Glen Eagle Advisors
New Jersey
$498
SEIA
50
Signature Estate & Investment Advisors
California
-$1.11M -11,155 Closed

LDUR Hedge Fund Activity: Q3 2018 in Review

50 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) for Q3 2018, worth a combined $120M — up 26% from $95.4M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new LDUR positions and 6 closed out — a net gain of 3 holders — while 16 added to existing stakes and 14 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $11.9M. The largest seller was Cornerstone Wealth Management, cutting an estimated $16M.

  • 50 institutional investors held PIMCO Enhanced Low Duration Active Exchange-Traded Fund (LDUR) as of Q3 2018, up from 47 in Q2 2018.
  • Funds reported $120M of PIMCO Enhanced Low Duration Active Exchange-Traded Fund stock for Q3 2018, up 26% quarter-over-quarter.
  • 9 funds opened new PIMCO Enhanced Low Duration Active Exchange-Traded Fund positions in Q3 2018 and 6 closed out, a net change of +3 holders.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund buyer in Q3 2018 was Ladenburg Thalmann Financial Services, an estimated $11.9M added.
  • The largest PIMCO Enhanced Low Duration Active Exchange-Traded Fund seller in Q3 2018 was Cornerstone Wealth Management, an estimated $16M sold.

Based on aggregated 13F filings for Q3 2018.