Nuveen Floating Rate Income Opportunty Fund
JRO
JRO was delisted on the 28th of July, 2023.
54 hedge funds and large institutions have $72.8M invested in Nuveen Floating Rate Income Opportunty Fund in 2013 Q3 according to their latest regulatory filings, with 14 funds opening new positions, 17 increasing their positions, 16 reducing their positions, and 5 closing their positions.
180% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 5
20% more funds holding
Funds holding: 45 → 54 (+9)
6% more repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 16
2% more capital invested
Capital invested by funds: $71.6M → $72.8M (+$1.13M)
0% more funds holding in top 10
Funds holding in top 10: 1 → 1 (0)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
GC
Guggenheim Capital
Chicago,
Illinois
|
+$5.72M |
| 2 |
LPL Financial
San Diego,
California
|
+$2.56M |
| 3 |
Cambridge Investment Research Advisors
Fairfield,
Iowa
|
+$1.33M |
| 4 |
PMG
ProVise Management Group
Clearwater,
Florida
|
+$667K |
| 5 |
PPA
Parametric Portfolio Associates
Seattle,
Washington
|
+$575K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
AAM
Advisors Asset Management
Monument,
Colorado
|
-$2.2M |
| 2 |
Wells Fargo
San Francisco,
California
|
-$1.71M |
| 3 |
ACM
Aviance Capital Management
Sarasota,
Florida
|
-$1.07M |
| 4 |
WS
Wedbush Securities
Los Angeles,
California
|
-$593K |
| 5 |
FAAS
First Allied Advisory Services
San Diego,
California
|
-$408K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
RIA
51
Regal Investment Advisors
Kentwood,
Michigan
| $4K | -$17.3K | -1,385 | -83% |
|
52
Jones Financial Companies
Des Peres,
Missouri
| $2K | +$2.48K | +199 | New |
|
|
TRCT
53
Tower Research Capital (TRC)
New York
| $2K | +$2.5K | +200 | New |
|
|
FAAS
54
First Allied Advisory Services
San Diego,
California
| – | -$408K | -31,186 | Closed |
|
55
Jane Street
New York
| – | -$284K | -21,493 | Closed |
|
|
PP
56
Paloma Partners
Greenwich,
Connecticut
| – | -$167K | -12,600 | Closed |
|
|
SSWM
57
Sheets Smith Wealth Management
Winston-Salem,
North Carolina
| – | -$134K | -10,100 | Closed |
|
|
FHC
58
First Heartland Consultants
Lake St. Louis,
Missouri
| – | -$5K | -375 | Closed |
|
|
CFA
59
Carroll Financial Associates
Charlotte,
North Carolina
| – | +$512 | +41 | New |
|
JRO Hedge Fund Activity: Q3 2013 in Review
54 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen Floating Rate Income Opportunty Fund (JRO) for Q3 2013, worth a combined $72.8M — up 1.6% from $71.6M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new JRO positions and 5 closed out — a net gain of 9 holders — while 17 added to existing stakes and 16 trimmed.
The largest buyer was Guggenheim Capital, adding an estimated $5.72M. The largest seller was Advisors Asset Management, cutting an estimated $2.2M.
- 54 institutional investors held Nuveen Floating Rate Income Opportunty Fund (JRO) as of Q3 2013, up from 45 in Q2 2013.
- Funds reported $72.8M of Nuveen Floating Rate Income Opportunty Fund stock for Q3 2013, up 1.6% quarter-over-quarter.
- 14 funds opened new Nuveen Floating Rate Income Opportunty Fund positions in Q3 2013 and 5 closed out, a net change of +9 holders.
- The largest Nuveen Floating Rate Income Opportunty Fund buyer in Q3 2013 was Guggenheim Capital, an estimated $5.72M added.
- The largest Nuveen Floating Rate Income Opportunty Fund seller in Q3 2013 was Advisors Asset Management, an estimated $2.2M sold.
Based on aggregated 13F filings for Q3 2013.