Nuveen Preferred & Income Opportunities Fund
108 hedge funds and large institutions have $157M invested in Nuveen Preferred & Income Opportunities Fund in 2015 Q4 according to their latest regulatory filings, with 25 funds opening new positions, 25 increasing their positions, 36 reducing their positions, and 5 closing their positions.
400% more first-time investments, than exits
New positions opened: 25 | Existing positions closed: 5
21% more funds holding
Funds holding: 89 → 108 (+19)
6% more capital invested
Capital invested by funds: $148M → $157M (+$8.85M)
0.67% more ownership
Funds ownership: 16.97% → 17.65% (+0.67%)
0% more funds holding in top 10
Funds holding in top 10: 2 → 2 (0)
31% less repeat investments, than reductions
Existing positions increased: 25 | Existing positions reduced: 36
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Wells Fargo
San Francisco,
California
|
+$2.13M |
| 2 |
LPL Financial
San Diego,
California
|
+$2.06M |
| 3 |
JWM
Jacobus Wealth Management
Milwaukee,
Wisconsin
|
+$1.89M |
| 4 |
MGAM
McGowan Group Asset Management
Dallas,
Texas
|
+$1.3M |
| 5 |
FFA
First Foundation Advisors
Irvine,
California
|
+$1.22M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
RCM
Rivernorth Capital Management
West Palm Beach,
Florida
|
-$2.14M |
| 2 |
Morgan Stanley
New York
|
-$1.69M |
| 3 |
Invesco
Atlanta,
Georgia
|
-$864K |
| 4 |
SIA
Sit Investment Associates
Minneapolis,
Minnesota
|
-$687K |
| 5 |
GC
Guggenheim Capital
Chicago,
Illinois
|
-$665K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
CTC
101
Central Trust Company
Jefferson City,
Missouri
| $10K | – | – | – |
|
|
CCS
102
Crosspoint Capital Strategies
Orinda,
California
| $10K | +$9.79K | +1,070 | New |
|
103
BlackRock
New York
| $7K | +$6.49K | +710 | New |
|
|
CFS
104
Commonwealth Financial Services
Vienna,
West Virginia
| $6K | – | – | – |
|
|
PSUF
105
People's United Financial
Bridgeport,
Connecticut
| $6K | – | – | – |
|
|
AAM
106
Advisors Asset Management
Monument,
Colorado
| $4K | +$3.61K | +395 | New |
|
|
BCM
107
Blume Capital Management
Berkeley,
California
| $3K | – | – | – |
|
|
TRCT
108
Tower Research Capital (TRC)
New York
| $1K | +$1.1K | +120 | New |
|
|
OAM
109
Orinda Asset Management
Lafayette,
California
| – | -$629K | -70,000 | Closed |
|
|
STMM
110
South Texas Money Management
San Antonio,
Texas
| – | -$113K | -12,600 | Closed |
|
|
SI
111
SII Investments
Appleton,
Wisconsin
| – | -$110K | -12,334 | Closed |
|
|
BFEC
112
Benjamin F. Edwards & Company
St. Louis,
Missouri
| – | -$4K | -475 | Closed |
|
|
RIA
113
Regal Investment Advisors
Kentwood,
Michigan
| – | -$3K | -360 | Closed |
|
JPC Hedge Fund Activity: Q4 2015 in Review
108 of the 3,812 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q4 2015, worth a combined $157M — up 6% from $148M a quarter earlier.
Buyers outnumbered sellers: 25 funds opened new JPC positions and 5 closed out — a net gain of 20 holders — while 25 added to existing stakes and 36 trimmed.
The largest buyer was Wells Fargo, adding an estimated $2.13M. The largest seller was Rivernorth Capital Management, cutting an estimated $2.14M.
- 108 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q4 2015, up from 89 in Q3 2015.
- Funds reported $157M of Nuveen Preferred & Income Opportunities Fund stock for Q4 2015, up 6% quarter-over-quarter.
- 25 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q4 2015 and 5 closed out, a net change of +20 holders.
- The largest Nuveen Preferred & Income Opportunities Fund buyer in Q4 2015 was Wells Fargo, an estimated $2.13M added.
- The largest Nuveen Preferred & Income Opportunities Fund seller in Q4 2015 was Rivernorth Capital Management, an estimated $2.14M sold.
Based on aggregated 13F filings for Q4 2015.