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Nuveen Preferred & Income Opportunities Fund
JPC

Overview Fund Activity

95 hedge funds and large institutions have $128M invested in Nuveen Preferred & Income Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 36 increasing their positions, 19 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
95
Holders Change
+7
Holders Change %
+7.95%
% of All Funds
2.76%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
36
Reduced
19
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$1.37M
2
TC
2
TFS Capital
Pennsylvania
$951K
3
WAM
3
Wolverine Asset Management
Illinois
$875K
4
Bank of America
4
Bank of America
North Carolina
$2.28M
5
OC
5
Oppenheimer & Co
New York
$845K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$4.11M
2
Invesco
2
Invesco
Georgia
$14.6M
3
AAM
3
Advisors Asset Management
Colorado
$6.96M
4
B
4
Baird
Wisconsin
$138K
5
EML
5
Eos Management LP
New York
$477K
Name Holding Trade Value Shares
Change 		Shares
Change %
WA
76
WFG Advisors
Texas
$79K +$17.4K +1,886 +28%
MFS
77
MSI Financial Services
Massachusetts
$55K +$15.3K +1,650 +38%
NFG
78
Next Financial Group
Texas
$49K +$49K +5,350 New
USGIU
79
U.S. Global Investors (USGI)
Texas
$49K +$49K +5,375 New
JFA
80
JNBA Financial Advisors
Minnesota
$47K +$47K +5,100 New
SNT
81
Security National Trust
West Virginia
$43K – – –
US Bancorp
82
US Bancorp
Minnesota
$37K -$69.7K -7,637 -65%
ST
83
Smithfield Trust
Pennsylvania
$30K – – –
FAM
84
Formidable Asset Management
Ohio
$29K – – –
TJHA
85
Thomas J. Herzfeld Advisors
Florida
$28K +$28K +3,000 New
Fifth Third Bancorp
86
Fifth Third Bancorp
Ohio
$27K +$8.78K +963 +48%
Citigroup
87
Citigroup
New York
$13K -$26.7K -2,750 -67%
KTC
88
Kistler-Tiffany Companies
Pennsylvania
$13K +$13K +1,425 New
RIA
89
Regal Investment Advisors
Michigan
$9K – – –
NSIM
90
North Star Investment Management
Illinois
$9K – – –
TCOV
91
Trust Company of Vermont
Vermont
$7K – – –
MA
92
MUFG Americas
New York
$7K – – –
PSUF
93
People's United Financial
Connecticut
$6K – – –
NES
94
New England Securities
New York
$3K – – –
BCMU
95
BlueCrest Capital Management (UK)
Guernsey
– -$172K -17,713 Closed
Jane Street
96
Jane Street
New York
– -$99K -10,191 Closed
MBT
97
Monroe Bank & Trust
Michigan
– -$19K -2,000 Closed
BRWA
98
B. Riley Wealth Advisors
Florida
– -$10.8K -1,115 Closed
CAPTRUST Financial Advisors
99
CAPTRUST Financial Advisors
North Carolina
– -$3K -300 Closed
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