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Nuveen Preferred & Income Opportunities Fund
JPC

Overview Fund Activity

90 hedge funds and large institutions have $134M invested in Nuveen Preferred & Income Opportunities Fund in 2013 Q4 according to their latest regulatory filings, with 21 funds opening new positions, 24 increasing their positions, 28 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
90
Holders Change
+12
Holders Change %
+15.38%
% of All Funds
2.61%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
%
% of All Funds
0.03%
New
21
Increased
24
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SCM
1
Saba Capital Management
New York
$1.75M
2
RCM
2
Rivernorth Capital Management
Florida
$6.53M
3
AIU
3
Algebris Investments (UK)
United Kingdom
$2.31M
4
EWM
4
Edge Wealth Management
New York
$1.03M
5
JPMorgan Chase & Co
5
JPMorgan Chase & Co
New York
$833K

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$11.9M
2
GC
2
Guggenheim Capital
Illinois
$12.6M
3
AAM
3
Advisors Asset Management
Colorado
$9.84M
4
TC
4
TFS Capital
Pennsylvania
$0
5
Cohen & Steers
5
Cohen & Steers
New York
$13.6M
Name Holding Trade Value Shares
Change 		Shares
Change %
MFS
76
MSI Financial Services
Massachusetts
$38K – – –
AFIA
77
America First Investment Advisors
Nebraska
$34K – – –
FAM
78
Formidable Asset Management
Ohio
$28K – – –
NES
79
New England Securities
New York
$16K – – –
Citigroup
80
Citigroup
New York
$14K -$201K -22,342 -94%
ACM
81
Antonetti Capital Management
Florida
$12K +$12K +1,370 New
RIA
82
Regal Investment Advisors
Michigan
$10K -$4.47K -483 -31%
SF
83
Synovus Financial
Georgia
$9K +$251 +29 +3%
TCOV
84
Trust Company of Vermont
Vermont
$7K – – –
PTCG
85
Pring Turner Capital Group
California
$7K +$7K +800 New
PSUF
86
People's United Financial
Connecticut
$6K – – –
MA
87
MUFG Americas
New York
$6K +$6K +681 New
CAPTRUST Financial Advisors
88
CAPTRUST Financial Advisors
North Carolina
$3K – – –
ACM
89
Aviance Capital Management
Florida
$1K – – –
FA
90
Financial Advantage
Maryland
$1K +$1K +91 New
TC
91
TFS Capital
Pennsylvania
– -$755K -86,957 Closed
V
92
Veritable
Delaware
– -$632K -72,862 Closed
OFG
93
OTA Financial Group
New York
– -$373 -42,998 Closed
Comerica Bank
94
Comerica Bank
Texas
– -$236K -27,214 Closed
GWM
95
Graybill Wealth Management
Illinois
– -$227K -26,191 Closed
VKH
96
Virtu KCG Holdings
New York
– -$206K -23,699 Closed
Susquehanna International Group
97
Susquehanna International Group
Pennsylvania
– -$109K -12,614 Closed
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