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Nuveen Preferred & Income Opportunities Fund

109 hedge funds and large institutions have $146M invested in Nuveen Preferred & Income Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 36 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

38% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 13

20% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 30

4% more funds holding

Funds holding: 105109 (+4)

3% more capital invested

Capital invested by funds: $142M → $146M (+$3.98M)

0.68% more ownership

Funds ownership: 14.36%15.04% (+0.68%)

Holders
109
Holders Change
+4
Holders Change %
+3.81%
% of All Funds
2.73%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
18
Increased
36
Reduced
30
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
NCM
51
Narwhal Capital Management
Georgia
$342K +$2.41K +252 +0.7%
AG
52
Advisor Group
Arizona
$329K +$83.1K +8,679 +35%
Bank of New York Mellon
53
Bank of New York Mellon
New York
$325K -$131K -13,652 -29%
HK
54
Horizon Kinetics
New York
$320K -$134K -14,000 -30%
IA
55
IFP Advisors
Florida
$306K -$22.2K -2,315 -7%
TC
56
Telemus Capital
Michigan
$300K -$8.14K -850 -3%
QIM
57
Quest Investment Management
Oregon
$295K
Janney Montgomery Scott
58
Janney Montgomery Scott
Pennsylvania
$285K +$5.98K +624 +2%
HCM
59
Hollencrest Capital Management
California
$281K
JG
60
Jefferies Group
New York
$276K +$268K +28,030 New
SWP
61
Stratos Wealth Partners
Ohio
$267K -$54.7K -5,716 -17%
CL
62
Choreo LLC
Illinois
$248K +$4.99K +521 +2%
WEC
63
Winslow Evans & Crocker
Massachusetts
$246K -$30.7K -3,202 -11%
VKH
64
Virtu KCG Holdings
New York
$224K +$218K +22,719 New
ST
65
Sphinx Trading
Illinois
$197K +$95.8K +10,000 +100%
PNC Financial Services Group
66
PNC Financial Services Group
Pennsylvania
$188K +$4.02K +420 +2%
Northern Trust
67
Northern Trust
Illinois
$179K +$36K +3,760 +26%
RCM
68
RB Capital Management
Nevada
$154K +$150K +15,664 New
OIA
69
Optimum Investment Advisors
Illinois
$148K -$473K -49,404 -77%
MSAM
70
Moloney Securities Asset Management
Missouri
$145K +$141K +14,744 New
VC
71
Vicus Capital
Pennsylvania
$141K
Mariner
72
Mariner
Kansas
$128K
AIA
73
Allegis Investment Advisors
Idaho
$126K -$10.7K -1,115 -8%
NL
74
NWAM LLC
Washington
$118K
WS
75
Wedbush Securities
California
$117K +$114K +11,900 New

JPC Hedge Fund Activity: Q4 2016 in Review

109 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q4 2016, worth a combined $146M — up 2.8% from $142M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new JPC positions and 13 closed out — a net gain of 5 holders — while 36 added to existing stakes and 30 trimmed.

The largest buyer was Smithbridge Asset Management, opening a new position worth an estimated $2.82M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $2.37M sold.

  • 109 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q4 2016, up from 105 in Q3 2016.
  • Funds reported $146M of Nuveen Preferred & Income Opportunities Fund stock for Q4 2016, up 2.8% quarter-over-quarter.
  • 18 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q4 2016 and 13 closed out, a net change of +5 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q4 2016 was Smithbridge Asset Management, an estimated $2.82M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q4 2016 was Envestnet Asset Management, an estimated $2.37M sold.

Based on aggregated 13F filings for Q4 2016.