Horizon Kinetics’s Nuveen Preferred & Income Opportunities Fund JPC Stock Holding History

Horizon Kinetics’s Portfolio JPC Stock Details JPC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2018 Q4	–	Sell	-22,865	Closed	-$212K	–	489
2018 Q3	$212K	Sell	22,865 -8,063	-26%	-$75.4K	0.01%	458
2018 Q2	$289K	Sell	30,928 -4,267	-12%	-$41.9K	0.01%	428
2018 Q1	$352K	Sell	35,195 -10,954	-24%	-$108K	0.01%	416
2017 Q4	$477K	Sell	46,149 -7,699	-14%	-$80.6K	0.01%	276
2017 Q3	$569K	Sell	53,848 -1,643	-3%	-$17.2K	0.02%	252
2017 Q2	$577K	Buy	55,491 +15,572	+39%	+$158K	0.02%	263
2017 Q1	$392K	Buy	39,919 +7,387	+23%	+$73K	0.01%	417
2016 Q4	$320K	Sell	32,532 -14,000	-30%	-$134K	0.01%	432
2016 Q3	$466K	Sell	46,532 -5,040	-10%	-$51.9K	0.01%	298
2016 Q2	$517K	Buy	51,572 +2,183	+4%	+$21.6K	0.01%	298
2016 Q1	$462K	Buy	+49,389	New	+$457K	0.01%	417

Other funds holding JPC

Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Cohen & Steers New York $63.2B AUM 17.15% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

Janus Henderson Group London $209B AUM 37.72% 1-Year Est. Return

BCI

Brinker Capital Investments Berwyn, Pennsylvania $13.1B AUM 28.37% 1-Year Est. Return

AAMU

AEGON Asset Management (UK) Edinburgh, United Kingdom $9.38B AUM 48.94% 1-Year Est. Return

Protective Life Birmingham, Alabama $14M AUM 7.42% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.78B AUM 23.76% 1-Year Est. Return

PPA

Parametric Portfolio Associates Seattle, Washington $190B AUM 18.52% 1-Year Est. Return

Horizon Kinetics's JPC Position: Q4 2018 in Review

Horizon Kinetics sold out of Nuveen Preferred & Income Opportunities Fund (JPC) in Q4 2018, closing a stake of 22,865 shares — an estimated $212K sold.

Horizon Kinetics first reported a position in JPC in Q1 2016 and held it in 11 quarters. The position peaked at $577K in Q2 2017. 124 funds tracked by Wall St. Rank hold JPC as of Q4 2018.

Horizon Kinetics reported no remaining Nuveen Preferred & Income Opportunities Fund position as of Q4 2018 after selling out during the quarter.
Horizon Kinetics sold 22,865 Nuveen Preferred & Income Opportunities Fund shares in Q4 2018, an estimated $212K.
Horizon Kinetics first reported a position in Nuveen Preferred & Income Opportunities Fund in Q1 2016 and held it in 11 quarters.
Horizon Kinetics's Nuveen Preferred & Income Opportunities Fund position peaked at $577K in Q2 2017.
124 funds tracked by Wall St. Rank held Nuveen Preferred & Income Opportunities Fund as of Q4 2018.

Based on Horizon Kinetics's 13F filing for Q4 2018, filed 14 Feb 2019.