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Nuveen Preferred & Income Opportunities Fund
JPC

92 hedge funds and large institutions have $135M invested in Nuveen Preferred & Income Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

2% more funds holding

Funds holding: 90 → 92 (+2)

1% more capital invested

Capital invested by funds: $134M → $135M (+$919K)

0.63% less ownership

Funds ownership: 15.53% → 14.9% (-0.63%)

3% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 30

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
92
Holders Change
+2
Holders Change %
+2.22%
% of All Funds
2.66%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
29
Reduced
30
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TC
TFS Capital
Pennsylvania
+$1.1M
2
PPA
Parametric Portfolio Associates
Washington
+$772K
3
SIA
Sit Investment Associates
Minnesota
+$756K
4
HFS
HL Financial Services
Kentucky
+$640K
5
TFMS
Trust & Fiduciary Management Services
Massachusetts
+$414K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$3.51M
2
NCM
Newgate Capital Management
Connecticut
-$2.61M
3
AAM
Advisors Asset Management
Colorado
-$716K
4
IMS
Index Management Solutions
Pennsylvania
-$683K
5
Goldman Sachs
Goldman Sachs
New York
-$613K
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
51
Raymond James & Associates
Florida
$231K -$7.11K -780 -3%
Ameriprise
52
Ameriprise
Minnesota
$226K +$55.3K +6,067 +33%
DA
53
Doliver Advisors
Texas
$211K -$213K -23,322 -51%
FIMG
54
Financial & Investment Management Group
Michigan
$207K – – –
SFS
55
Shaker Financial Services
Virginia
$201K +$28.3K +3,100 +17%
Janney Montgomery Scott
56
Janney Montgomery Scott
Pennsylvania
$200K -$27.4K -3,000 -12%
Northern Trust
57
Northern Trust
Illinois
$188K -$684 -75 -0.4%
FAAS
58
First Allied Advisory Services
California
$177K +$46.6K +5,114 +37%
VKH
59
Virtu KCG Holdings
New York
$167K +$164K +17,995 New
VC
60
Vicus Capital
Pennsylvania
$160K +$157K +17,229 New
AllianceBernstein
61
AllianceBernstein
Tennessee
$153K +$150K +16,481 New
PI
62
Placemark Investments
Illinois
$147K +$26.6K +2,915 +23%
CL
63
CSS LLC
Illinois
$144K – – –
Creative Planning
64
Creative Planning
Kansas
$123K -$29.2K -3,203 -20%
Mariner
65
Mariner
Kansas
$121K – – –
LCM
66
Landscape Capital Management
New Jersey
$116K +$114K +12,535 New
DC
67
Davenport & Co
Virginia
$111K +$14.6K +1,600 +15%
WS
68
Wedbush Securities
California
$109K -$32.6K -3,575 -23%
Deutsche Bank
69
Deutsche Bank
Germany
$104K -$27.4K -3,000 -21%
FFSOTS
70
Fiduciary Financial Services of The Southwest
Texas
$103K – – –
FCCM
71
First City Capital Management
Georgia
$98.9K – – –
US Bancorp
72
US Bancorp
Minnesota
$94K – – –
SRC
73
Shufro Rose & Co
New York
$92K – – –
Citigroup
74
Citigroup
New York
$65K +$49.3K +5,404 +348%
WA
75
WFG Advisors
Texas
$62K +$4.56K +500 +8%
1 2
3
4 5

JPC Hedge Fund Activity: Q1 2014 in Review

92 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q1 2014, worth a combined $135M — up 0.69% from $134M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JPC positions and 11 closed out — a net gain of 3 holders — while 29 added to existing stakes and 30 trimmed.

The largest buyer was TFS Capital, opening a new position worth an estimated $1.1M. The largest seller was Guggenheim Capital, cutting an estimated $3.51M.

  • 92 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q1 2014, up from 90 in Q4 2013.
  • Funds reported $135M of Nuveen Preferred & Income Opportunities Fund stock for Q1 2014, up 0.69% quarter-over-quarter.
  • 14 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q1 2014 and 11 closed out, a net change of +3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q1 2014 was TFS Capital, an estimated $1.1M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q1 2014 was Guggenheim Capital, an estimated $3.51M sold.

Based on aggregated 13F filings for Q1 2014.