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Nuveen Preferred & Income Opportunities Fund
JPC

109 hedge funds and large institutions have $146M invested in Nuveen Preferred & Income Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 18 funds opening new positions, 36 increasing their positions, 30 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

38% more first-time investments, than exits

New positions opened: 18 | Existing positions closed: 13

20% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 30

4% more funds holding

Funds holding: 105 → 109 (+4)

3% more capital invested

Capital invested by funds: $142M → $146M (+$3.98M)

0.68% more ownership

Funds ownership: 14.36% → 15.04% (+0.68%)

Holders
109
Holders Change
+4
Holders Change %
+3.81%
% of All Funds
2.73%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
18
Increased
36
Reduced
30
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
SAM
Smithbridge Asset Management
Pennsylvania
+$2.82M
2
Stifel Financial
Stifel Financial
Missouri
+$2.25M
3
RCM
Rivernorth Capital Management
Florida
+$1.69M
4
AIU
Algebris Investments (UK)
United Kingdom
+$1.56M
5
Morgan Stanley
Morgan Stanley
New York
+$1.27M

Top Sellers

1
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$2.37M
2
Cohen & Steers
Cohen & Steers
New York
-$1.85M
3
SFS
Shaker Financial Services
Virginia
-$1.52M
4
JWM
Jacobus Wealth Management
Wisconsin
-$1.41M
5
SIA
SeaBridge Investment Advisors
New Jersey
-$1.17M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCB
26
Cutter & Co Brokerage
Missouri
$1.13M +$99K +10,332 +10%
EGA
27
E&G Advisors
Texas
$1.06M -$23.9K -2,500 -2%
VIA
28
Vident Investment Advisory
Georgia
$1.05M +$51.6K +5,384 +5%
Fiera Capital (Canada)
29
Fiera Capital (Canada)
Quebec, Canada
$1.05M +$817K +85,350 +394%
IAMOG
30
Investors Asset Management of Georgia
Georgia
$1.05M -$9.58K -1,000 -0.9%
JHIU
31
Janus Henderson Investors US
Colorado
$970K +$345K +36,055 +58%
OA
32
Oxbow Advisors
Texas
$909K -$326K -33,990 -27%
Ameriprise
33
Ameriprise
Minnesota
$867K -$13.9K -1,448 -2%
NPC
34
National Planning Corporation
California
$842K +$677K +70,739 +519%
WA
35
WFG Advisors
Texas
$777K +$263K +27,481 +53%
Millennium Management
36
Millennium Management
New York
$764K +$646K +67,419 +659%
GEM
37
Global Endowment Management
North Carolina
$746K – – –
IWA
38
IBEX Wealth Advisors
New Jersey
$744K -$28.4K -2,970 -4%
GKWIM
39
Gerber Kawasaki Wealth & Investment Management
California
$741K +$204K +21,320 +39%
Creative Planning
40
Creative Planning
Kansas
$739K +$470K +49,079 +189%
SIA
41
Starfire Investment Advisers
Michigan
$682K – – –
PCM
42
Pointe Capital Management
Michigan
$682K +$664K +69,340 New
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$662K +$28K +2,925 +5%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$601K +$283K +29,529 +94%
PFS
45
Prospera Financial Services
Texas
$535K +$173K +18,043 +50%
MIC
46
Meridian Investment Counsel
California
$527K -$146K -15,200 -22%
BA
47
BlackRock Advisors
Delaware
$473K +$461K +48,102 New
NCM
48
Noesis Capital Mangement
Florida
$434K -$12.4K -1,300 -3%
RJA
49
Raymond James & Associates
Florida
$420K +$47.9K +5,000 +13%
RJFSA
50
Raymond James Financial Services Advisors
Florida
$360K -$9.49K -991 -3%
1
2
3 4 5

JPC Hedge Fund Activity: Q4 2016 in Review

109 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q4 2016, worth a combined $146M — up 2.8% from $142M a quarter earlier.

Buyers outnumbered sellers: 18 funds opened new JPC positions and 13 closed out — a net gain of 5 holders — while 36 added to existing stakes and 30 trimmed.

The largest buyer was Smithbridge Asset Management, opening a new position worth an estimated $2.82M. The largest seller was Envestnet Asset Management, exiting entirely with an estimated $2.37M sold.

  • 109 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q4 2016, up from 105 in Q3 2016.
  • Funds reported $146M of Nuveen Preferred & Income Opportunities Fund stock for Q4 2016, up 2.8% quarter-over-quarter.
  • 18 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q4 2016 and 13 closed out, a net change of +5 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q4 2016 was Smithbridge Asset Management, an estimated $2.82M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q4 2016 was Envestnet Asset Management, an estimated $2.37M sold.

Based on aggregated 13F filings for Q4 2016.