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Nuveen Preferred & Income Opportunities Fund

88 hedge funds and large institutions have $129M invested in Nuveen Preferred & Income Opportunities Fund in 2014 Q2 according to their latest regulatory filings, with 10 funds opening new positions, 32 increasing their positions, 22 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

45% more repeat investments, than reductions

Existing positions increased: 32 | Existing positions reduced: 22

4% less capital invested

Capital invested by funds: $135M → $129M (-$5.12M)

1.17% less ownership

Funds ownership: 14.9%13.73% (-1.2%)

4% less funds holding

Funds holding: 9288 (-4)

23% less first-time investments, than exits

New positions opened: 10 | Existing positions closed: 13

Holders
88
Holders Change
-4
Holders Change %
-4.35%
% of All Funds
2.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
10
Increased
32
Reduced
22
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
B
26
Baird
Wisconsin
$903K +$10.7K +1,122 +1%
First Trust Advisors
27
First Trust Advisors
Illinois
$893K +$389K +40,825 +80%
DHFB
28
Dixon Hubard Feinour & Brown
Virginia
$804K +$312K +32,800 +65%
GEM
29
Global Endowment Management
North Carolina
$735K
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$724K +$21.6K +2,266 +3%
MIC
31
Meridian Investment Counsel
California
$722K
CCB
32
Cutter & Co Brokerage
Missouri
$720K +$7.26K +763 +1%
HFS
33
HL Financial Services
Kentucky
$681K -$76 -8 -0%
JG
34
Jefferies Group
New York
$679K
CS
35
Credit Suisse
Switzerland
$678K -$884K -92,847 -57%
VFS
36
VSR Financial Services
Kansas
$647K +$16.2K +1,706 +3%
NCM
37
Noesis Capital Mangement
Florida
$563K -$10.5K -1,100 -2%
CI
38
Chartist Inc
California
$471K
DA
39
Doliver Advisors
Texas
$462K +$238K +25,001 +110%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$381K +$6.44K +677 +2%
Goldman Sachs
41
Goldman Sachs
New York
$329K -$7.88K -828 -2%
HighTower Advisors
42
HighTower Advisors
Illinois
$323K +$9.28K +975 +3%
WEC
43
Winslow Evans & Crocker
Massachusetts
$307K -$9.04K -950 -3%
RJA
44
Raymond James & Associates
Florida
$294K +$52.1K +5,474 +22%
ACA
45
Anchor Capital Advisors
Massachusetts
$291K
NPC
46
National Planning Corporation
California
$278K -$93.4K -9,815 -25%
VC
47
Vicus Capital
Pennsylvania
$267K +$97.8K +10,270 +60%
Ameriprise
48
Ameriprise
Minnesota
$256K +$19.6K +2,061 +8%
Janney Montgomery Scott
49
Janney Montgomery Scott
Pennsylvania
$240K +$31K +3,259 +15%
FIMG
50
Financial & Investment Management Group
Michigan
$211K -$5.71K -600 -3%

JPC Hedge Fund Activity: Q2 2014 in Review

88 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q2 2014, worth a combined $129M — down 3.8% from $135M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of JPC and 10 opened new positions — a net loss of 3 holders — while 22 trimmed existing stakes and 32 added.

The largest buyer was JP Morgan Chase, adding an estimated $1.27M. The largest seller was Newgate Capital Management, exiting entirely with an estimated $3.88M sold.

  • 88 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q2 2014, down from 92 in Q1 2014.
  • Funds reported $129M of Nuveen Preferred & Income Opportunities Fund stock for Q2 2014, down 3.8% quarter-over-quarter.
  • 10 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q2 2014 and 13 closed out, a net change of -3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q2 2014 was JP Morgan Chase, an estimated $1.27M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q2 2014 was Newgate Capital Management, an estimated $3.88M sold.

Based on aggregated 13F filings for Q2 2014.