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Nuveen Preferred & Income Opportunities Fund
JPC

92 hedge funds and large institutions have $135M invested in Nuveen Preferred & Income Opportunities Fund in 2014 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 29 increasing their positions, 30 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

27% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 11

2% more funds holding

Funds holding: 90 → 92 (+2)

1% more capital invested

Capital invested by funds: $134M → $135M (+$919K)

0.63% less ownership

Funds ownership: 15.53% → 14.9% (-0.63%)

3% less repeat investments, than reductions

Existing positions increased: 29 | Existing positions reduced: 30

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
92
Holders Change
+2
Holders Change %
+2.22%
% of All Funds
2.66%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
14
Increased
29
Reduced
30
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
TC
TFS Capital
Pennsylvania
+$1.1M
2
PPA
Parametric Portfolio Associates
Washington
+$772K
3
SIA
Sit Investment Associates
Minnesota
+$756K
4
HFS
HL Financial Services
Kentucky
+$640K
5
TFMS
Trust & Fiduciary Management Services
Massachusetts
+$414K

Top Sellers

1
GC
Guggenheim Capital
Illinois
-$3.51M
2
NCM
Newgate Capital Management
Connecticut
-$2.61M
3
AAM
Advisors Asset Management
Colorado
-$716K
4
IMS
Index Management Solutions
Pennsylvania
-$683K
5
Goldman Sachs
Goldman Sachs
New York
-$613K
Name Holding Trade Value Shares
Change 		Change in
Stake
OC
26
Oppenheimer & Co
New York
$908K +$88.6K +9,716 +11%
FFA
27
First Foundation Advisors
California
$857K +$144K +15,771 +21%
B
28
Baird
Wisconsin
$855K -$46.7K -5,118 -5%
GEM
29
Global Endowment Management
North Carolina
$704K – – –
MIC
30
Meridian Investment Counsel
California
$692K -$43.7K -4,792 -6%
CCB
31
Cutter & Co Brokerage
Missouri
$683K +$31.9K +3,494 +5%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$673K +$248K +27,231 +60%
HFS
33
HL Financial Services
Kentucky
$653K +$640K +70,246 New
JG
34
Jefferies Group
New York
$650K – – –
VFS
35
VSR Financial Services
Kansas
$604K -$58.9K -6,460 -9%
PNC Financial Services Group
36
PNC Financial Services Group
Pennsylvania
$581K +$49K +5,370 +9%
NCM
37
Noesis Capital Mangement
Florida
$549K -$46K -5,050 -8%
PRCM
38
Pine River Capital Management
Minnesota
$493K -$311K -34,150 -39%
First Trust Advisors
39
First Trust Advisors
Illinois
$476K +$16K +1,757 +4%
OA
40
Oxbow Advisors
Texas
$468K -$17.3K -1,900 -4%
DHFB
41
Dixon Hubard Feinour & Brown
Virginia
$465K +$115K +12,600 +34%
CI
42
Chartist Inc
California
$458K +$182K +20,000 New
Cambridge Investment Research Advisors
43
Cambridge Investment Research Advisors
Iowa
$359K +$2.43K +267 +0.7%
NPC
44
National Planning Corporation
California
$358K -$67.3K -7,386 -16%
OFG
45
OTA Financial Group
New York
$347K +$341K +37,401 New
Goldman Sachs
46
Goldman Sachs
New York
$323K -$613K -67,286 -66%
WEC
47
Winslow Evans & Crocker
Massachusetts
$303K +$31.5K +3,457 +12%
HighTower Advisors
48
HighTower Advisors
Illinois
$301K +$14.4K +1,575 +5%
ACA
49
Anchor Capital Advisors
Massachusetts
$279K +$274K +30,000 New
JP Morgan Chase
50
JP Morgan Chase
New York
$248K -$613K -67,256 -72%
1
2
3 4 5

JPC Hedge Fund Activity: Q1 2014 in Review

92 of the 3,462 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q1 2014, worth a combined $135M — up 0.69% from $134M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new JPC positions and 11 closed out — a net gain of 3 holders — while 29 added to existing stakes and 30 trimmed.

The largest buyer was TFS Capital, opening a new position worth an estimated $1.1M. The largest seller was Guggenheim Capital, cutting an estimated $3.51M.

  • 92 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q1 2014, up from 90 in Q4 2013.
  • Funds reported $135M of Nuveen Preferred & Income Opportunities Fund stock for Q1 2014, up 0.69% quarter-over-quarter.
  • 14 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q1 2014 and 11 closed out, a net change of +3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q1 2014 was TFS Capital, an estimated $1.1M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q1 2014 was Guggenheim Capital, an estimated $3.51M sold.

Based on aggregated 13F filings for Q1 2014.