We are live on ! Find out more
JPC icon

Nuveen Preferred & Income Opportunities Fund

78 hedge funds and large institutions have $129M invested in Nuveen Preferred & Income Opportunities Fund in 2013 Q3 according to their latest regulatory filings, with 9 funds opening new positions, 25 increasing their positions, 31 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more first-time investments, than exits

New positions opened: 9 | Existing positions closed: 6

4% more funds holding

Funds holding: 7578 (+3)

0.11% less ownership

Funds ownership: 15.52%15.42% (-0.11%)

10% less capital invested

Capital invested by funds: $144M → $129M (-$14.4M)

19% less repeat investments, than reductions

Existing positions increased: 25 | Existing positions reduced: 31

Holders
78
Holders Change
+3
Holders Change %
+4%
% of All Funds
2.53%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
9
Increased
25
Reduced
31
Closed
6
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$743K -$59.9K -6,657 -7%
DA
27
Doliver Advisors
Texas
$701K +$335K +37,225 +85%
GEM
28
Global Endowment Management
North Carolina
$658K
V
29
Veritable
Delaware
$632K +$656K +72,862 New
NCM
30
Noesis Capital Mangement
Florida
$579K -$39.6K -4,400 -6%
FFA
31
First Foundation Advisors
California
$555K +$277K +30,824 +93%
VFS
32
VSR Financial Services
Kansas
$536K +$138K +15,295 +33%
PNC Financial Services Group
33
PNC Financial Services Group
Pennsylvania
$490K +$54K +6,000 +12%
OA
34
Oxbow Advisors
Texas
$354K
RJA
35
Raymond James & Associates
Florida
$352K -$93.6K -10,400 -20%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$336K +$16.6K +1,843 +5%
CCB
37
Cutter & Co Brokerage
Missouri
$290K +$95.4K +10,597 +46%
Commonwealth Equity Services
38
Commonwealth Equity Services
Massachusetts
$284K -$5.79K -643 -2%
FAAS
39
First Allied Advisory Services
California
$265K -$34.8K -3,863 -11%
Ameriprise
40
Ameriprise
Minnesota
$262K -$49.7K -5,520 -15%
HighTower Advisors
41
HighTower Advisors
Illinois
$247K -$37.2K -4,128 -13%
Deutsche Bank
42
Deutsche Bank
Germany
$246K -$35.3K -3,917 -12%
Comerica Bank
43
Comerica Bank
Texas
$236K +$23.1K +2,566 +10%
GWM
44
Graybill Wealth Management
Illinois
$227K +$43.2K +4,801 +22%
SNC
45
Stifel Nicolaus & Co
Missouri
$222K -$176K -19,533 -43%
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
$211K +$219K +24,290 New
Citigroup
47
Citigroup
New York
$208K -$375K -41,617 -64%
VKH
48
Virtu KCG Holdings
New York
$206K +$213K +23,699 New
FIMG
49
Financial & Investment Management Group
Michigan
$194K -$3.6K -400 -2%
IMS
50
Index Management Solutions
Pennsylvania
$185K +$192K +21,368 New

JPC Hedge Fund Activity: Q3 2013 in Review

78 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Nuveen Preferred & Income Opportunities Fund (JPC) for Q3 2013, worth a combined $129M — down 10% from $144M a quarter earlier.

Buyers outnumbered sellers: 9 funds opened new JPC positions and 6 closed out — a net gain of 3 holders — while 25 added to existing stakes and 31 trimmed.

The largest buyer was Newgate Capital Management, adding an estimated $3.04M. The largest seller was Guggenheim Capital, cutting an estimated $6.28M.

  • 78 institutional investors held Nuveen Preferred & Income Opportunities Fund (JPC) as of Q3 2013, up from 75 in Q2 2013.
  • Funds reported $129M of Nuveen Preferred & Income Opportunities Fund stock for Q3 2013, down 10% quarter-over-quarter.
  • 9 funds opened new Nuveen Preferred & Income Opportunities Fund positions in Q3 2013 and 6 closed out, a net change of +3 holders.
  • The largest Nuveen Preferred & Income Opportunities Fund buyer in Q3 2013 was Newgate Capital Management, an estimated $3.04M added.
  • The largest Nuveen Preferred & Income Opportunities Fund seller in Q3 2013 was Guggenheim Capital, an estimated $6.28M sold.

Based on aggregated 13F filings for Q3 2013.