|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$21.5M
|
+$710K
|
+48,380
|
+3%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$8.16M
|
-$1M
|
-68,268
|
-11%
|
|
|
3
|
1607 Capital Partners
Richmond,
Virginia
|
$6.72M
|
-$25.4K
|
-1,730
|
-0.4%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$5.64M
|
+$244K
|
+16,631
|
+5%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$2.83M
|
+$509K
|
+34,653
|
+22%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$1.21M
|
-$52K
|
-3,543
|
-4%
|
|
|
7
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$580K
|
–
|
–
|
–
|
|
|
8
|
LPL Financial
San Diego,
California
|
$489K
|
+$52.5K
|
+3,574
|
+12%
|
|
|
9
|
|
$422K
|
-$121K
|
-8,247
|
-22%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$421K
|
+$17.5K
|
+1,189
|
+4%
|
|
|
11
|
NWAM LLC
Mercer Island,
Washington
|
$222K
|
–
|
–
|
–
|
|
|
12
|
|
$215K
|
-$236K
|
-16,071
|
-53%
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$185K
|
–
|
–
|
–
|
|
|
14
|
MSI Financial Services
Springfield,
Massachusetts
|
$48K
|
+$47.1K
|
+3,208
|
New
|
|
|
15
|
IFP Advisors
Tampa,
Florida
|
$19K
|
–
|
–
|
–
|
|
|
16
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$10K
|
-$16.1K
|
-1,095
|
-61%
|
|
|
17
|
Isthmus Partners
Madison,
Wisconsin
|
$3K
|
–
|
–
|
–
|
|
|
18
|
QCI Asset Management
Pittsford,
New York
|
$1K
|
–
|
–
|
–
|
|
|
19
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$417K
|
-28,782
|
Closed
|
|
|
20
|
AssetMark Inc
Concord,
California
|
–
|
-$4K
|
-300
|
Closed
|
|
|
21
|
Tower Research Capital (TRC)
New York
|
–
|
-$4K
|
-300
|
Closed
|
|
|
22
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
+$396
|
+27
|
New
|
|
