|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$20.3M
|
+$2.32M
|
+163,377
|
+13%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$8.95M
|
-$1.07M
|
-75,322
|
-11%
|
|
|
3
|
1607 Capital Partners
Richmond,
Virginia
|
$6.58M
|
-$159K
|
-11,200
|
-2%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$5.27M
|
-$1.15M
|
-81,116
|
-18%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$2.26M
|
+$678K
|
+47,631
|
+44%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$1.23M
|
-$156K
|
-10,956
|
-11%
|
|
|
7
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$566K
|
–
|
–
|
–
|
|
|
8
|
|
$531K
|
+$92.4K
|
+6,492
|
+22%
|
|
|
9
|
|
$443K
|
-$20K
|
-1,408
|
-4%
|
|
|
10
|
LPL Financial
San Diego,
California
|
$434K
|
-$464K
|
-32,594
|
-52%
|
|
|
11
|
Curi RMB Capital
Chicago,
Illinois
|
$417K
|
+$409K
|
+28,782
|
New
|
|
|
12
|
Bank of America
Charlotte,
North Carolina
|
$394K
|
-$16.7K
|
-1,171
|
-4%
|
|
|
13
|
NWAM LLC
Mercer Island,
Washington
|
$216K
|
–
|
–
|
–
|
|
|
14
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$180K
|
-$512
|
-36
|
-0.3%
|
|
|
15
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$26K
|
+$15.6K
|
+1,095
|
+156%
|
|
|
16
|
IFP Advisors
Tampa,
Florida
|
$19K
|
+$18.5K
|
+1,300
|
New
|
|
|
17
|
AssetMark Inc
Concord,
California
|
$4K
|
–
|
–
|
–
|
|
|
18
|
Tower Research Capital (TRC)
New York
|
$4K
|
+$4.27K
|
+300
|
New
|
|
|
19
|
Isthmus Partners
Madison,
Wisconsin
|
$3K
|
–
|
–
|
–
|
|
|
20
|
QCI Asset Management
Pittsford,
New York
|
$1K
|
–
|
–
|
–
|
|
|
21
|
US Bancorp
Minneapolis,
Minnesota
|
–
|
-$6K
|
-450
|
Closed
|
|
|
22
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
–
|
-$4K
|
-330
|
Closed
|
|
