|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$15.9M
|
+$1.73M
|
+121,135
|
+12%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$3.25M
|
+$231K
|
+16,237
|
+8%
|
|
|
3
|
Guggenheim Capital
Chicago,
Illinois
|
$2.2M
|
-$201K
|
-14,143
|
-8%
|
|
|
4
|
Karpus Investment Management
Pittsford,
New York
|
$1.67M
|
+$1.67M
|
+116,972
|
New
|
|
|
5
|
1607 Capital Partners
Richmond,
Virginia
|
$1.58M
|
+$524K
|
+36,823
|
+50%
|
|
|
6
|
|
$849K
|
+$32.8K
|
+2,303
|
+4%
|
|
|
7
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$564K
|
+$562K
|
+39,460
|
New
|
|
|
8
|
UBS Group
Zurich,
Switzerland
|
$488K
|
+$486K
|
+34,152
|
New
|
|
|
9
|
|
$415K
|
-$40.5K
|
-2,845
|
-9%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$409K
|
-$208K
|
-14,574
|
-34%
|
|
|
11
|
Saba Capital Management
New York
|
$371K
|
-$694K
|
-48,759
|
-65%
|
|
|
12
|
|
$338K
|
+$337K
|
+23,677
|
New
|
|
|
13
|
LPL Financial
San Diego,
California
|
$328K
|
-$5.45K
|
-383
|
-2%
|
|
|
14
|
Doliver Advisors
Houston,
Texas
|
$265K
|
-$269K
|
-18,878
|
-50%
|
|
|
15
|
NWAM LLC
Mercer Island,
Washington
|
$213K
|
–
|
–
|
–
|
|
|
16
|
SG Americas Securities
New York
|
$170K
|
+$169K
|
+11,889
|
New
|
|
|
17
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$101K
|
+$82.4K
|
+5,785
|
+463%
|
|
|
18
|
Wolverine Asset Management
Chicago,
Illinois
|
$97K
|
-$282K
|
-19,799
|
-74%
|
|
|
19
|
|
$50K
|
–
|
–
|
–
|
|
|
20
|
Smith Affiliated Capital
New York
|
$19.8K
|
–
|
–
|
–
|
|
|
21
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$10K
|
–
|
–
|
–
|
|
|
22
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$10K
|
–
|
–
|
–
|
|
|
23
|
Next Financial Group
Houston,
Texas
|
$5K
|
–
|
–
|
–
|
|
|
24
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$3K
|
-$854
|
-60
|
-20%
|
|
|
25
|
Isthmus Partners
Madison,
Wisconsin
|
$3K
|
+$3.2K
|
+225
|
New
|
|
