|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$15.3M
|
+$2.29M
|
+166,852
|
+17%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$9.42M
|
+$108K
|
+7,900
|
+1%
|
|
|
3
|
1607 Capital Partners
Richmond,
Virginia
|
$5.91M
|
+$892K
|
+65,108
|
+17%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$5.85M
|
+$672K
|
+49,041
|
+13%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$1.55M
|
+$274K
|
+20,036
|
+21%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$1.54M
|
-$188K
|
-13,740
|
-11%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$810K
|
+$345K
|
+25,204
|
+72%
|
|
|
8
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$530K
|
–
|
–
|
–
|
|
|
9
|
|
$481K
|
-$24.7K
|
-1,804
|
-5%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$383K
|
+$8.2K
|
+599
|
+2%
|
|
|
11
|
|
$377K
|
+$11.8K
|
+864
|
+3%
|
|
|
12
|
Landscape Capital Management
Englewood,
New Jersey
|
$315K
|
+$322K
|
+23,490
|
New
|
|
|
13
|
SG Americas Securities
New York
|
$219K
|
+$224K
|
+16,331
|
New
|
|
|
14
|
NWAM LLC
Mercer Island,
Washington
|
$200K
|
+$204K
|
+14,925
|
New
|
|
|
15
|
Curi RMB Capital
Chicago,
Illinois
|
$198K
|
+$202K
|
+14,745
|
New
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$168K
|
–
|
–
|
–
|
|
|
17
|
Ausdal Financial Partners
Davenport,
Iowa
|
$62K
|
+$62.7K
|
+4,580
|
New
|
|
|
18
|
IFP Advisors
Tampa,
Florida
|
$22K
|
+$22.3K
|
+1,625
|
New
|
|
|
19
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$9K
|
–
|
–
|
–
|
|
|
20
|
AssetMark Inc
Concord,
California
|
$4K
|
+$4.11K
|
+300
|
New
|
|
|
21
|
Isthmus Partners
Madison,
Wisconsin
|
$3K
|
–
|
–
|
–
|
|
|
22
|
|
$2K
|
-$17K
|
-1,242
|
-87%
|
|
|
23
|
AQR Arbitrage
Greenwich,
Connecticut
|
–
|
-$149K
|
-10,661
|
Closed
|
|
|
24
|
|
–
|
-$48K
|
-3,500
|
Closed
|
|
|
25
|
Next Financial Group
Houston,
Texas
|
–
|
-$40K
|
-2,870
|
Closed
|
|
