|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$16.5M
|
+$584K
|
+40,964
|
+4%
|
|
|
2
|
Wells Fargo
San Francisco,
California
|
$3.67M
|
+$417K
|
+29,218
|
+13%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$2.67M
|
+$993K
|
+69,654
|
+60%
|
|
|
4
|
1607 Capital Partners
Richmond,
Virginia
|
$2.66M
|
+$1.07M
|
+75,343
|
+68%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$2.16M
|
-$34.3K
|
-2,409
|
-2%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$989K
|
+$498K
|
+34,949
|
+102%
|
|
|
7
|
|
$795K
|
-$55.2K
|
-3,871
|
-7%
|
|
|
8
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$565K
|
–
|
–
|
–
|
|
|
9
|
|
$450K
|
+$33.1K
|
+2,319
|
+8%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$410K
|
-$86
|
-6
|
-0%
|
|
|
11
|
LPL Financial
San Diego,
California
|
$380K
|
+$47.9K
|
+3,358
|
+15%
|
|
|
12
|
|
$326K
|
-$12.6K
|
-881
|
-4%
|
|
|
13
|
Saba Capital Management
New York
|
$217K
|
-$154K
|
-10,769
|
-41%
|
|
|
14
|
NWAM LLC
Mercer Island,
Washington
|
$214K
|
–
|
–
|
–
|
|
|
15
|
Doliver Advisors
Houston,
Texas
|
$196K
|
-$69.4K
|
-4,869
|
-26%
|
|
|
16
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$178K
|
+$77.1K
|
+5,407
|
+77%
|
|
|
17
|
AQR Arbitrage
Greenwich,
Connecticut
|
$178K
|
+$177K
|
+12,421
|
New
|
|
|
18
|
Landscape Capital Management
Englewood,
New Jersey
|
$149K
|
+$149K
|
+10,425
|
New
|
|
|
19
|
|
$50K
|
–
|
–
|
–
|
|
|
20
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$15K
|
+$4.79K
|
+336
|
+48%
|
|
|
21
|
Taylor Wealth Management Partners
Boston,
Massachusetts
|
$9K
|
+$8.73K
|
+612
|
New
|
|
|
22
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$6K
|
+$3.42K
|
+240
|
+100%
|
|
|
23
|
Next Financial Group
Houston,
Texas
|
$5K
|
–
|
–
|
–
|
|
|
24
|
Aris Wealth Services
State College,
Pennsylvania
|
$4K
|
+$4.28K
|
+300
|
New
|
|
|
25
|
Isthmus Partners
Madison,
Wisconsin
|
$3K
|
–
|
–
|
–
|
|
