|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$13.5M
|
-$2.92M
|
-212,024
|
-18%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$9.67M
|
+$4.6M
|
+333,642
|
+93%
|
|
|
3
|
Wells Fargo
San Francisco,
California
|
$5.39M
|
+$1.01M
|
+73,139
|
+23%
|
|
|
4
|
1607 Capital Partners
Richmond,
Virginia
|
$5.23M
|
+$157K
|
+11,400
|
+3%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$1.79M
|
-$124K
|
-9,001
|
-7%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$1.33M
|
-$184K
|
-13,340
|
-12%
|
|
|
7
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$550K
|
–
|
–
|
–
|
|
|
8
|
|
$524K
|
-$94.9K
|
-6,881
|
-15%
|
|
|
9
|
LPL Financial
San Diego,
California
|
$487K
|
+$108K
|
+7,822
|
+29%
|
|
|
10
|
Bank of America
Charlotte,
North Carolina
|
$389K
|
-$23.1K
|
-1,673
|
-6%
|
|
|
11
|
|
$379K
|
-$22.8K
|
-1,651
|
-6%
|
|
|
12
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$173K
|
–
|
–
|
–
|
|
|
13
|
AQR Arbitrage
Greenwich,
Connecticut
|
$149K
|
-$49.5K
|
-3,587
|
-25%
|
|
|
14
|
|
$48K
|
–
|
–
|
–
|
|
|
15
|
Next Financial Group
Houston,
Texas
|
$40K
|
+$34.5K
|
+2,500
|
+676%
|
|
|
16
|
|
$20K
|
+$19.6K
|
+1,423
|
New
|
|
|
17
|
Windsor Capital Management
Phoenix,
Arizona
|
$16K
|
+$16.6K
|
+1,200
|
New
|
|
|
18
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$10K
|
–
|
–
|
–
|
|
|
19
|
Aris Wealth Services
State College,
Pennsylvania
|
$4K
|
–
|
–
|
–
|
|
|
20
|
Isthmus Partners
Madison,
Wisconsin
|
$3K
|
–
|
–
|
–
|
|
|
21
|
QCI Asset Management
Pittsford,
New York
|
$1K
|
–
|
–
|
–
|
|
|
22
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$247K
|
-17,757
|
Closed
|
|
|
23
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$208K
|
-15,000
|
Closed
|
|
