|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$17.2M
|
+$1.37M
|
+101,532
|
+9%
|
|
|
2
|
Karpus Investment Management
Pittsford,
New York
|
$9.64M
|
-$115K
|
-8,490
|
-1%
|
|
|
3
|
1607 Capital Partners
Richmond,
Virginia
|
$6.47M
|
+$340K
|
+25,144
|
+6%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$6.18M
|
+$118K
|
+8,743
|
+2%
|
|
|
5
|
UBS Group
Zurich,
Switzerland
|
$1.5M
|
-$103K
|
-7,617
|
-7%
|
|
|
6
|
Guggenheim Capital
Chicago,
Illinois
|
$1.33M
|
-$258K
|
-19,131
|
-17%
|
|
|
7
|
LPL Financial
San Diego,
California
|
$875K
|
+$27.3K
|
+2,023
|
+3%
|
|
|
8
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$543K
|
-$5.4K
|
-400
|
-1%
|
|
|
9
|
|
$444K
|
-$51.8K
|
-3,839
|
-11%
|
|
|
10
|
|
$419K
|
+$28K
|
+2,070
|
+7%
|
|
|
11
|
Bank of America
Charlotte,
North Carolina
|
$394K
|
-$1.73K
|
-128
|
-0.4%
|
|
|
12
|
NWAM LLC
Mercer Island,
Washington
|
$208K
|
–
|
–
|
–
|
|
|
13
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$173K
|
–
|
–
|
–
|
|
|
14
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$10K
|
–
|
–
|
–
|
|
|
15
|
US Bancorp
Minneapolis,
Minnesota
|
$6K
|
+$6.08K
|
+450
|
New
|
|
|
16
|
AssetMark Inc
Concord,
California
|
$4K
|
–
|
–
|
–
|
|
|
17
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$4K
|
+$4.46K
|
+330
|
New
|
|
|
18
|
Isthmus Partners
Madison,
Wisconsin
|
$3K
|
–
|
–
|
–
|
|
|
19
|
QCI Asset Management
Pittsford,
New York
|
$1K
|
–
|
–
|
–
|
|
|
20
|
Landscape Capital Management
Englewood,
New Jersey
|
–
|
-$315K
|
-23,490
|
Closed
|
|
|
21
|
SG Americas Securities
New York
|
–
|
-$219K
|
-16,331
|
Closed
|
|
|
22
|
Curi RMB Capital
Chicago,
Illinois
|
–
|
-$198K
|
-14,745
|
Closed
|
|
|
23
|
Ausdal Financial Partners
Davenport,
Iowa
|
–
|
-$62K
|
-4,580
|
Closed
|
|
|
24
|
IFP Advisors
Tampa,
Florida
|
–
|
-$22K
|
-1,625
|
Closed
|
|
|
25
|
|
–
|
-$2K
|
-181
|
Closed
|
|
