|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$10.4M
|
+$2.47M
|
+169,150
|
+31%
|
|
|
2
|
Guggenheim Capital
Chicago,
Illinois
|
$4.07M
|
-$1.28M
|
-87,676
|
-24%
|
|
|
3
|
|
$651K
|
-$889K
|
-60,985
|
-58%
|
|
|
4
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$584K
|
-$571K
|
-39,158
|
-49%
|
|
|
5
|
Wells Fargo
San Francisco,
California
|
$563K
|
-$14.6K
|
-1,001
|
-3%
|
|
|
6
|
Bank of America
Charlotte,
North Carolina
|
$541K
|
-$7.08K
|
-486
|
-1%
|
|
|
7
|
|
$499K
|
-$48.4K
|
-3,323
|
-9%
|
|
|
8
|
LPL Financial
San Diego,
California
|
$288K
|
-$2.19K
|
-150
|
-0.7%
|
|
|
9
|
|
$197K
|
+$27.9K
|
+1,913
|
+16%
|
|
|
10
|
NWAM LLC
Mercer Island,
Washington
|
$153K
|
+$153K
|
+10,525
|
New
|
|
|
11
|
|
$72K
|
–
|
–
|
–
|
|
|
12
|
Deutsche Bank
Frankfurt Am Main Ge,
Germany
|
$26K
|
+$26.1K
|
+1,794
|
New
|
|
|
13
|
Smith Affiliated Capital
New York
|
$20.1K
|
–
|
–
|
–
|
|
|
14
|
Howe & Rusling
Rochester,
New York
|
$19K
|
–
|
–
|
–
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$18K
|
–
|
–
|
–
|
|
|
16
|
1919 Investment Counsel
Baltimore,
Maryland
|
$14K
|
–
|
–
|
–
|
|
|
17
|
Tower Research Capital (TRC)
New York
|
$4K
|
-$27K
|
-1,850
|
-88%
|
|
|
18
|
PNC Financial Services Group
Pittsburgh,
Pennsylvania
|
$4K
|
–
|
–
|
–
|
|
|
19
|
QCI Asset Management
Pittsford,
New York
|
$1K
|
–
|
–
|
–
|
|
|
20
|
Peoples Financial Services Corp
Moosic,
Pennsylvania
|
$1K
|
+$1.46K
|
+100
|
New
|
|
|
21
|
Saba Capital Management
New York
|
–
|
-$815K
|
-56,997
|
Closed
|
|
|
22
|
Shaker Financial Services
Arlington,
Virginia
|
–
|
-$244K
|
-17,079
|
Closed
|
|
|
23
|
AQR Capital Management
Greenwich,
Connecticut
|
–
|
-$190K
|
-13,318
|
Closed
|
|
|
24
|
Cornerstone Advisors
Asheville,
North Carolina
|
–
|
-$178K
|
-12,472
|
Closed
|
|
|
25
|
SG Americas Securities
New York
|
–
|
-$101K
|
-7,095
|
Closed
|
|
