|
1
|
Sit Investment Associates
Minneapolis,
Minnesota
|
$16.4M
|
+$416K
|
+29,302
|
+3%
|
|
|
2
|
1607 Capital Partners
Richmond,
Virginia
|
$5.06M
|
+$2.52M
|
+177,742
|
+95%
|
|
|
3
|
Karpus Investment Management
Pittsford,
New York
|
$5.01M
|
+$2.46M
|
+173,528
|
+93%
|
|
|
4
|
Wells Fargo
San Francisco,
California
|
$4.36M
|
+$808K
|
+56,900
|
+22%
|
|
|
5
|
Guggenheim Capital
Chicago,
Illinois
|
$1.92M
|
-$192K
|
-13,532
|
-9%
|
|
|
6
|
UBS Group
Zurich,
Switzerland
|
$1.52M
|
+$567K
|
+39,909
|
+58%
|
|
|
7
|
|
$619K
|
-$157K
|
-11,094
|
-20%
|
|
|
8
|
Brick & Kyle Associates
Newtown,
Pennsylvania
|
$549K
|
–
|
–
|
–
|
|
|
9
|
Bank of America
Charlotte,
North Carolina
|
$411K
|
+$13.5K
|
+950
|
+3%
|
|
|
10
|
|
$402K
|
-$35.6K
|
-2,511
|
-8%
|
|
|
11
|
LPL Financial
San Diego,
California
|
$380K
|
+$14.6K
|
+1,027
|
+4%
|
|
|
12
|
Landscape Capital Management
Englewood,
New Jersey
|
$247K
|
+$104K
|
+7,332
|
+70%
|
|
|
13
|
NWAM LLC
Mercer Island,
Washington
|
$208K
|
+$1.06K
|
+75
|
+0.5%
|
|
|
14
|
AQR Arbitrage
Greenwich,
Connecticut
|
$198K
|
+$25.9K
|
+1,827
|
+15%
|
|
|
15
|
Ladenburg Thalmann Financial Services
Miami,
Florida
|
$172K
|
–
|
–
|
–
|
|
|
16
|
|
$48K
|
–
|
–
|
–
|
|
|
17
|
Royal Bank of Canada
Toronto,
Ontario, Canada
|
$10K
|
-$4.77K
|
-336
|
-32%
|
|
|
18
|
Next Financial Group
Houston,
Texas
|
$5K
|
–
|
–
|
–
|
|
|
19
|
Aris Wealth Services
State College,
Pennsylvania
|
$4K
|
–
|
–
|
–
|
|
|
20
|
Isthmus Partners
Madison,
Wisconsin
|
$3K
|
–
|
–
|
–
|
|
|
21
|
QCI Asset Management
Pittsford,
New York
|
$1K
|
–
|
–
|
–
|
|
|
22
|
|
–
|
-$326K
|
-22,796
|
Closed
|
|
|
23
|
Saba Capital Management
New York
|
–
|
-$217K
|
-15,184
|
Closed
|
|
|
24
|
Doliver Advisors
Houston,
Texas
|
–
|
-$196K
|
-13,693
|
Closed
|
|
|
25
|
Taylor Wealth Management Partners
Boston,
Massachusetts
|
–
|
-$9K
|
-612
|
Closed
|
|
