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iShares Dow Jones US ETF

65 hedge funds and large institutions have $152M invested in iShares Dow Jones US ETF in 2013 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 20 increasing their positions, 17 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

18% more repeat investments, than reductions

Existing positions increased: 20 | Existing positions reduced: 17

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

1% less capital invested

Capital invested by funds: $154M → $152M (-$1.39M)

2.92% less ownership

Funds ownership: 43.09%40.17% (-2.9%)

10% less funds holding

Funds holding: 7265 (-7)

64% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 11

Holders
65
Holders Change
-7
Holders Change %
-9.72%
% of All Funds
2.11%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
4
Increased
20
Reduced
17
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
51
Ladenburg Thalmann Financial Services
Florida
$146K -$162K -3,824 -53%
EWM
52
Edge Wealth Management
New York
$136K
WTC
53
WhitTier Trust Company
Nevada
$128K
SF
54
Synovus Financial
Georgia
$82K
NES
55
New England Securities
New York
$77K
TIM
56
Tortoise Investment Management
New York
$44K
RFA
57
Reilly Financial Advisors
California
$35K
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$28K +$14.8K +350 +111%
RIA
59
Regal Investment Advisors
Michigan
$26K
EK
60
Evensky & Katz
Florida
$14K
WA
61
WFG Advisors
Texas
$9K
HRIA
62
Haberer Registered Investment Advisor
Ohio
$5K
Bank of Montreal
63
Bank of Montreal
Ontario, Canada
$4K
EMA
64
Efficient Market Advisors
California
$2K
KTC
65
Kistler-Tiffany Companies
Pennsylvania
$1K
BFA
66
Beaumont Financial Advisors
Massachusetts
-$7.72M -191,286 Closed
Envestnet Asset Management
67
Envestnet Asset Management
Illinois
-$6M -148,720 Closed
RJFSA
68
Raymond James Financial Services Advisors
Florida
-$3.5M -86,690 Closed
TH
69
Timber Hill
Connecticut
-$2.83M -70,178 Closed
BCA
70
Benchmark Capital Advisors
New York
-$460K -11,400 Closed
DS
71
DRW Securities
Illinois
-$456K -11,310 Closed
Truist Financial
72
Truist Financial
North Carolina
-$208K -5,164 Closed
Bessemer Group
73
Bessemer Group
New Jersey
-$87K -2,146 Closed
ECAM
74
East Coast Asset Management
Massachusetts
-$37K -920 Closed

IYY Hedge Fund Activity: Q3 2013 in Review

65 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in iShares Dow Jones US ETF (IYY) for Q3 2013, worth a combined $152M — down 0.91% from $154M a quarter earlier.

Sellers outnumbered buyers: 11 funds closed out of IYY and 4 opened new positions — a net loss of 7 holders — while 17 trimmed existing stakes and 20 added.

The largest buyer was Goldman Sachs, opening a new position worth an estimated $6.21M. The largest seller was Beaumont Financial Advisors, exiting entirely with an estimated $7.72M sold.

  • 65 institutional investors held iShares Dow Jones US ETF (IYY) as of Q3 2013, down from 72 in Q2 2013.
  • Funds reported $152M of iShares Dow Jones US ETF stock for Q3 2013, down 0.91% quarter-over-quarter.
  • 4 funds opened new iShares Dow Jones US ETF positions in Q3 2013 and 11 closed out, a net change of -7 holders.
  • The largest iShares Dow Jones US ETF buyer in Q3 2013 was Goldman Sachs, an estimated $6.21M added.
  • The largest iShares Dow Jones US ETF seller in Q3 2013 was Beaumont Financial Advisors, an estimated $7.72M sold.

Based on aggregated 13F filings for Q3 2013.