We are live on ! Find out more
IAT icon

iShares US Regional Banks ETF
IAT

158 hedge funds and large institutions have $252M invested in iShares US Regional Banks ETF in 2023 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 39 increasing their positions, 58 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more call options, than puts

Call options by funds: $6.16M | Put options by funds: $4.1M

28% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 18

1% more funds holding

Funds holding: 156 → 158 (+2)

8.41% less ownership

Funds ownership: 48.75% → 40.35% (-8.4%)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

33% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 58

36% less capital invested

Capital invested by funds: $394M → $252M (-$142M)

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
2.51%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
23
Increased
39
Reduced
58
Closed
18
Calls
$6.16M
Puts
$4.1M
Net Calls
+$2.07M
Net Calls Change
-$15.5M

Top Buyers

1
LIA
Luken Investment Analytics
Tennessee
+$4.76M
2
CAG
Crestwood Advisors Group
Massachusetts
+$3.2M
3
AWC
Abundance Wealth Counselors
Pennsylvania
+$3.11M
4
Ameriprise
Ameriprise
Minnesota
+$2.74M
5
Toronto Dominion Bank
Toronto Dominion Bank
Ontario, Canada
+$1.98M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$139M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$8.66M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$3.78M
4
LPL Financial
LPL Financial
California
-$3.68M
5
HighTower Advisors
HighTower Advisors
Illinois
-$2.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
SSB
126
Sandy Spring Bank
Maryland
$23.8K -$3.78K -105 -13%
CG
127
Cutler Group
California
$23K -$5.43K -151 -18%
Fifth Third Bancorp
128
Fifth Third Bancorp
Ohio
$22.2K +$1.33K +37 +6%
NS
129
NBC Securities
Alabama
$21K +$23.2K +645 New
CT
130
Caldwell Trust
Florida
$19.3K – – –
Qube Research & Technologies (QRT)
131
Qube Research & Technologies (QRT)
United Kingdom
$18.5K +$19.9K +552 New
FFA
132
Founders Financial Alliance
North Carolina
$17K -$3.13K -87 -15%
AF
133
Advisornet Financial
Minnesota
$16.8K – – –
PCMC
134
Private Capital Management (Colorado)
Colorado
$16.8K – – –
OSAM
135
O'Shaughnessy Asset Management
Connecticut
$16.6K +$17.7K +493 New
QC
136
Quent Capital
New York
$15K – – –
BWL
137
Bogart Wealth LLC
Virginia
$11.8K +$12.6K +351 New
KFS
138
Kelly Financial Services
Massachusetts
$9.71K – – –
AAP
139
Arax Advisory Partners
Colorado
$8.4K – – –
TCPG
140
Trivant Custom Portfolio Group
California
$8.4K – – –
AWM
141
Avior Wealth Management
Nebraska
$7.41K -$4.5K -125 -36%
BHWM
142
Beaird Harris Wealth Management
Texas
$6.5K – – –
SWM
143
Spire Wealth Management
Virginia
$5.41K – – –
JFA
144
JNBA Financial Advisors
Minnesota
$5.08K – – –
ADL
145
Asset Dedication LLC
California
$4K – – –
JPWM
146
Jamison Private Wealth Management
Georgia
$3.95K +$4.21K +117 New
RIA
147
Realta Investment Advisors
Delaware
$3.58K – – –
BAM
148
Bellevue Asset Management
Washington
$3.36K -$9K -250 -71%
AWM
149
Angeles Wealth Management
California
$3.36K – – –
KFI
150
Key Financial Inc
Pennsylvania
$2.62K – – –
4 5
6
7 8

IAT Hedge Fund Activity: Q3 2023 in Review

158 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2023, worth a combined $252M — down 36% from $394M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new IAT positions and 18 closed out — a net gain of 5 holders — while 39 added to existing stakes and 58 trimmed.

The largest buyer was Luken Investment Analytics, adding an estimated $4.76M. The largest seller was Bank of America, cutting an estimated $139M.

  • 158 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2023, up from 156 in Q2 2023.
  • Funds reported $252M of iShares US Regional Banks ETF stock for Q3 2023, down 36% quarter-over-quarter.
  • 23 funds opened new iShares US Regional Banks ETF positions in Q3 2023 and 18 closed out, a net change of +5 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2023 was Luken Investment Analytics, an estimated $4.76M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2023 was Bank of America, an estimated $139M sold.

Based on aggregated 13F filings for Q3 2023.