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iShares US Regional Banks ETF
IAT

124 hedge funds and large institutions have $299M invested in iShares US Regional Banks ETF in 2017 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 35 increasing their positions, 37 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

275% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 8

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

20% more funds holding

Funds holding: 103 → 124 (+21)

8% more capital invested

Capital invested by funds: $278M → $299M (+$21.3M)

1.09% more ownership

Funds ownership: 39.97% → 41.06% (+1.1%)

5% less repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 37

33% less call options, than puts

Call options by funds: $1.01M | Put options by funds: $1.51M

Holders
124
Holders Change
+21
Holders Change %
+20.39%
% of All Funds
2.81%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
30
Increased
35
Reduced
37
Closed
8
Calls
$1.01M
Puts
$1.51M
Net Calls
-$498K
Net Calls Change
-$1.27M

Top Buyers

1
FIM
Foresters Investment Management
New York
+$4.58M
2
UBS Group
UBS Group
Switzerland
+$3.34M
3
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$2.69M
4
RJFSA
Raymond James Financial Services Advisors
Florida
+$2.26M
5
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors
Iowa
+$1.87M

Top Sellers

1
SG Americas Securities
SG Americas Securities
New York
-$4.94M
2
TSS
Two Sigma Securities
New York
-$4.68M
3
Morgan Stanley
Morgan Stanley
New York
-$3.89M
4
NFG
Next Financial Group
Texas
-$2.18M
5
CS
Credit Suisse
Switzerland
-$1.98M
Name Holding Trade Value Shares
Change 		Change in
Stake
Carson Wealth (CWM LLC)
101
Carson Wealth (CWM LLC)
Nebraska
$64K – – –
IBOK
102
Independence Bank of Kentucky
Kentucky
$49K +$48K +1,000 New
SSB
103
Sandy Spring Bank
Maryland
$37K +$36K +750 New
AF
104
Arrow Financial
New York
$36K – – –
YWP
105
YorkBridge Wealth Partners
New York
$28K – – –
AF
106
Advisornet Financial
Minnesota
$27K +$26.4K +550 New
MSA
107
Marino Stram & Associates
Massachusetts
$27K +$26.4K +550 New
CPA
108
Clear Perspective Advisors
Illinois
$26K -$768 -16 -3%
Bessemer Group
109
Bessemer Group
New Jersey
$23K – – –
AP
110
Advisors Preferred
Maryland
$20K +$19K +397 New
First Manhattan
111
First Manhattan
New York
$14K – – –
APSP
112
Asset Planning Services (Pennsylvania)
Pennsylvania
$14K +$48 +1 +0.3%
GTAM
113
Global Trust Asset Management
Florida
$10K +$9.84K +205 New
IWM
114
IHT Wealth Management
Illinois
$10K +$9.88K +206 New
SPI
115
Santori & Peters Inc
Pennsylvania
$8K +$7.68K +160 New
CA
116
Calton & Associates
Florida
$8K +$8.01K +167 New
BTIS
117
BB&T Investment Services
North Carolina
$7K – – –
BWA
118
BDO Wealth Advisors
Florida
$5K – – –
DBT
119
Dubuque Bank & Trust
Iowa
$5K – – –
WCM
120
Whitener Capital Management
North Carolina
$4K +$4.8K +100 New
Simplex Trading
121
Simplex Trading
Illinois
$3K +$3.46K +72 New
PG
122
Patten Group
Tennessee
$2K – – –
PCG
123
Private Capital Group
Connecticut
$30 +$28.8K +600 New
TSS
124
Two Sigma Securities
New York
– -$4.68M -99,105 Closed
NFG
125
Next Financial Group
Texas
– -$2.18M -46,638 Closed
2 3 4
5
6

IAT Hedge Fund Activity: Q4 2017 in Review

124 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q4 2017, worth a combined $299M — up 7.7% from $278M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new IAT positions and 8 closed out — a net gain of 22 holders — while 35 added to existing stakes and 37 trimmed.

The largest buyer was Foresters Investment Management, opening a new position worth an estimated $4.58M. The largest seller was SG Americas Securities, cutting an estimated $4.94M.

  • 124 institutional investors held iShares US Regional Banks ETF (IAT) as of Q4 2017, up from 103 in Q3 2017.
  • Funds reported $299M of iShares US Regional Banks ETF stock for Q4 2017, up 7.7% quarter-over-quarter.
  • 30 funds opened new iShares US Regional Banks ETF positions in Q4 2017 and 8 closed out, a net change of +22 holders.
  • The largest iShares US Regional Banks ETF buyer in Q4 2017 was Foresters Investment Management, an estimated $4.58M added.
  • The largest iShares US Regional Banks ETF seller in Q4 2017 was SG Americas Securities, an estimated $4.94M sold.

Based on aggregated 13F filings for Q4 2017.