We are live on ! Find out more
IAT icon

iShares US Regional Banks ETF
IAT

158 hedge funds and large institutions have $252M invested in iShares US Regional Banks ETF in 2023 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 39 increasing their positions, 58 reducing their positions, and 18 closing their positions.

New
Increased
Maintained
Reduced
Closed

50% more call options, than puts

Call options by funds: $6.16M | Put options by funds: $4.1M

28% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 18

1% more funds holding

Funds holding: 156 → 158 (+2)

8.41% less ownership

Funds ownership: 48.75% → 40.35% (-8.4%)

25% less funds holding in top 10

Funds holding in top 10: 4 → 3 (-1)

33% less repeat investments, than reductions

Existing positions increased: 39 | Existing positions reduced: 58

36% less capital invested

Capital invested by funds: $394M → $252M (-$142M)

Holders
158
Holders Change
+2
Holders Change %
+1.28%
% of All Funds
2.51%
Holding in Top 10
3
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-25%
% of All Funds
0.05%
New
23
Increased
39
Reduced
58
Closed
18
Calls
$6.16M
Puts
$4.1M
Net Calls
+$2.07M
Net Calls Change
-$15.5M

Top Buyers

1
LIA
Luken Investment Analytics
Tennessee
+$4.76M
2
CAG
Crestwood Advisors Group
Massachusetts
+$3.2M
3
AWC
Abundance Wealth Counselors
Pennsylvania
+$3.11M
4
Ameriprise
Ameriprise
Minnesota
+$2.74M
5
Toronto Dominion Bank
Toronto Dominion Bank
Ontario, Canada
+$1.98M

Top Sellers

1
Bank of America
Bank of America
North Carolina
-$139M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$8.66M
3
BNP Paribas Financial Markets
BNP Paribas Financial Markets
France
-$3.78M
4
LPL Financial
LPL Financial
California
-$3.68M
5
HighTower Advisors
HighTower Advisors
Illinois
-$2.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
TCM
76
Triumph Capital Management
Colorado
$344K -$14.5K -404 -4%
SF
77
Synovus Financial
Georgia
$334K +$23.9K +664 +7%
AAS
78
Avantax Advisory Services
Texas
$325K -$36.3K -1,008 -9%
OC
79
Oppenheimer & Co
New York
$320K -$16.7K -465 -5%
SFG
80
Sage Financial Group
Pennsylvania
$317K – – –
Cetera Investment Advisers
81
Cetera Investment Advisers
Illinois
$316K +$76.3K +2,120 +29%
NA
82
NewEdge Advisors
Louisiana
$298K -$46.5K -1,291 -13%
VCM
83
Viewpoint Capital Management
Washington
$269K +$288K +7,992 New
CAN
84
Cetera Advisor Networks
California
$262K +$280K +7,783 New
NRS
85
Neville Rodie & Shaw
New York
$239K – – –
MCC
86
Money Concepts Capital
Florida
$239K – – –
HNWAG
87
High Net Worth Advisory Group
Florida
$235K +$36K +1,000 +17%
SFFS
88
Stonehage Fleming Financial Services
Jersey
$232K +$249K +6,917 New
GFG
89
Goldstone Financial Group
Illinois
$228K -$34.9K -969 -12%
Wolverine Trading
90
Wolverine Trading
Illinois
$213K -$83.6K -2,322 -27%
National Bank of Canada
91
National Bank of Canada
Quebec, Canada
$209K -$33.4K -927 -13%
BPA
92
Beacon Pointe Advisors
California
$204K +$219K +6,084 New
Comerica Bank
93
Comerica Bank
Texas
$181K +$194K +5,392 New
FHA
94
First Horizon Advisors
Tennessee
$181K -$7.49K -208 -4%
SWA
95
SOA Wealth Advisors
New York
$176K – – –
CFD
96
Creative Financial Designs
Indiana
$175K +$1.8K +50 +1%
LFG
97
Larson Financial Group
Missouri
$152K +$25.9K +720 +19%
HWA
98
HHM Wealth Advisors
Tennessee
$137K +$144K +4,000 +4,706%
LFA
99
Legend Financial Advisors
Pennsylvania
$127K – – –
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
$112K -$3.92K -109 -3%
2 3
4
5 6

IAT Hedge Fund Activity: Q3 2023 in Review

158 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2023, worth a combined $252M — down 36% from $394M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new IAT positions and 18 closed out — a net gain of 5 holders — while 39 added to existing stakes and 58 trimmed.

The largest buyer was Luken Investment Analytics, adding an estimated $4.76M. The largest seller was Bank of America, cutting an estimated $139M.

  • 158 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2023, up from 156 in Q2 2023.
  • Funds reported $252M of iShares US Regional Banks ETF stock for Q3 2023, down 36% quarter-over-quarter.
  • 23 funds opened new iShares US Regional Banks ETF positions in Q3 2023 and 18 closed out, a net change of +5 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2023 was Luken Investment Analytics, an estimated $4.76M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2023 was Bank of America, an estimated $139M sold.

Based on aggregated 13F filings for Q3 2023.