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iShares US Regional Banks ETF
IAT

93 hedge funds and large institutions have $61.7M invested in iShares US Regional Banks ETF in 2020 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 22 increasing their positions, 33 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

2.63% less ownership

Funds ownership: 31.52% → 28.89% (-2.6%)

3% less funds holding

Funds holding: 96 → 93 (-3)

17% less capital invested

Capital invested by funds: $74.7M → $61.7M (-$13M)

33% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 9

33% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 33

Holders
93
Holders Change
-3
Holders Change %
-3.13%
% of All Funds
1.88%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
6
Increased
22
Reduced
33
Closed
9
Calls
$301K
Puts
–
Net Calls
+$301K
Net Calls Change
-$61K

Top Buyers

Rank Fund Capital Flow
1
RJA
Raymond James & Associates
Florida
+$1.35M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$1.04M
3
TRCT
Tower Research Capital (TRC)
New York
+$793K
4
PAG
Private Advisor Group
New Jersey
+$775K
5
Goldman Sachs
Goldman Sachs
New York
+$380K

Top Sellers

Rank Fund Capital Flow
1
UBS Group
UBS Group
Switzerland
-$2.3M
2
Bank of America
Bank of America
North Carolina
-$2.15M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$1.81M
4
SPIA
Steward Partners Investment Advisory
New York
-$1.38M
5
MIAN
Mariner Independent Advisor Network
Kansas
-$1.31M
Name Holding Trade Value Shares
Change 		Change in
Stake
IBOK
76
Independence Bank of Kentucky
Kentucky
$13K – – –
CT
77
Caldwell Trust
Florida
$12.7K -$22.1K -656 -63%
GWM
78
Geneos Wealth Management
Colorado
$9K – – –
AAP
79
Arax Advisory Partners
Colorado
$8K – – –
CAPTRUST Financial Advisors
80
CAPTRUST Financial Advisors
North Carolina
$7K – – –
FHA
81
Flagship Harbor Advisors
Massachusetts
$7K – – –
CCM
82
Chiron Capital Management
Florida
$7K +$6.75K +200 New
Rockefeller Capital Management
83
Rockefeller Capital Management
New York
$6K +$6.45K +191 New
KFS
84
Kelly Financial Services
Massachusetts
$5.99K – – –
CWC
85
Carolinas Wealth Consulting
North Carolina
$5K – – –
F
86
F3Logic
Minnesota
$3.27K +$3.38K +100 New
JCM
87
Jacobi Capital Management
Pennsylvania
$3K -$3.38K -100 -50%
AAMA
88
Advanced Asset Management Advisors
Ohio
$3K – – –
BWA
89
BDO Wealth Advisors
Florida
$3K – – –
IF
90
Ironwood Financial
Arizona
$2K +$1.38K +41 +410%
TFS
91
TrustCore Financial Services
Tennessee
$1K – – –
MIAN
92
Mariner Independent Advisor Network
Kansas
– -$1.31M -40,128 Closed
AWM
93
AE Wealth Management
Kansas
– -$940K -27,795 Closed
TFA
94
Teamwork Financial Advisors
Texas
– -$939K -27,768 Closed
XS
95
XR Securities
Illinois
– -$588K -17,390 Closed
NRS
96
Neville Rodie & Shaw
New York
– -$232K -6,850 Closed
OIA
97
OneDigital Investment Advisors
Kansas
– -$211K -6,232 Closed
SF
98
Synovus Financial
Georgia
– -$138K -4,072 Closed
CAN
99
Cetera Advisor Networks
California
– -$34K -1,001 Closed
WT
100
Whittier Trust
California
– -$9K -265 Closed
1 2 3
4
5

IAT Hedge Fund Activity: Q3 2020 in Review

93 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares US Regional Banks ETF (IAT) for Q3 2020, worth a combined $61.7M — down 17% from $74.7M a quarter earlier.

Sellers outnumbered buyers: 9 funds closed out of IAT and 6 opened new positions — a net loss of 3 holders — while 33 trimmed existing stakes and 22 added.

The largest buyer was Raymond James & Associates, adding an estimated $1.35M. The largest seller was UBS Group, cutting an estimated $2.3M.

  • 93 institutional investors held iShares US Regional Banks ETF (IAT) as of Q3 2020, down from 96 in Q2 2020.
  • Funds reported $61.7M of iShares US Regional Banks ETF stock for Q3 2020, down 17% quarter-over-quarter.
  • 6 funds opened new iShares US Regional Banks ETF positions in Q3 2020 and 9 closed out, a net change of -3 holders.
  • The largest iShares US Regional Banks ETF buyer in Q3 2020 was Raymond James & Associates, an estimated $1.35M added.
  • The largest iShares US Regional Banks ETF seller in Q3 2020 was UBS Group, an estimated $2.3M sold.

Based on aggregated 13F filings for Q3 2020.